0001564590-16-025223.txt : 20160915 0001564590-16-025223.hdr.sgml : 20160915 20160915121552 ACCESSION NUMBER: 0001564590-16-025223 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160914 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160915 DATE AS OF CHANGE: 20160915 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 161886669 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 8-K 1 hgbl-8k_20160914.htm 8-K hgbl-8k_20160914.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES AND EXCHANGE ACT OF 1934

September 15, 2016 (September 14, 2016)

Date of report (Date of earliest event reported)

 

HERITAGE GLOBAL INC.

(Exact Name of Registrant as Specified in its Charter)

 

FLORIDA

(State or Other Jurisdiction of

Incorporation or Organization)

 

0-17973

 

59-2291344

(Commission File No.)

 

(I.R.S. Employer Identification No.)

12625 High Bluff Drive, Suite 305, San Diego, CA 92130

(Address of Principal Executive Offices)

 

(858) 847-0656

(Registrants Telephone Number, Including Area Code)

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

On September 14, 2016, Heritage Global Inc. (the “Company”) held a special meeting of stockholders (the “Special Meeting”).  The Company filed its definitive proxy statement in connection with the Special Meeting with the Securities and Exchange Commission (“SEC”) on August 5, 2016, and subsequently filed additional definitive proxy solicitation materials with the SEC on September 2, 2016.  

Set forth below is the matter acted upon by the Company’s shareholders at the Special Meeting and the final voting results on the matter:

 

(1)

Proposal I: Approval of the Heritage Global Inc. 2016 Stock Option Plan.  The stockholders approved the Heritage Global Inc. 2016 Stock Option Plan with the following vote:

 

For

 

 

Against

 

 

Abstained

 

 

Broker Non-Vote

 

 

14,550,637

 

 

 

396,952

 

 

 

32,487

 

 

 

-

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

Heritage Global Inc.

 

 

 

Date:  September 15, 2016

By:

/s/ Scott A. West

 

Name:

Scott A. West

 

Title:

Chief Financial Officer