0001209191-23-023976.txt : 20230411
0001209191-23-023976.hdr.sgml : 20230411
20230411122528
ACCESSION NUMBER: 0001209191-23-023976
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230411
DATE AS OF CHANGE: 20230411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOVE ROSS
CENTRAL INDEX KEY: 0001245119
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39471
FILM NUMBER: 23812874
MAIL ADDRESS:
STREET 1: 330 HATCH DRIVE
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heritage Global Inc.
CENTRAL INDEX KEY: 0000849145
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 592291344
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-0655
MAIL ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: Counsel RB Capital Inc.
DATE OF NAME CHANGE: 20110121
FORMER COMPANY:
FORMER CONFORMED NAME: C2 Global Technologies Inc
DATE OF NAME CHANGE: 20050812
FORMER COMPANY:
FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC
DATE OF NAME CHANGE: 20040220
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0407
4/A
2023-03-01
2023-03-20
0
0000849145
Heritage Global Inc.
HGBL
0001245119
DOVE ROSS
12625 HIGH BLUFF DRIVE, SUITE 305
SAN DIEGO
CA
92130
1
1
0
0
CEO
0
Common Stock
2023-03-01
4
A
0
57764
0.00
A
2229073
D
Common Stock
2023-03-01
4
F
0
19974
2.53
D
2209099
D
On March 17, 2023 the reporting person filed a Form 4 erroneously reporting the share price of $2.57 per share on disposed shares of common stock. The correct price per share is $2.53. This amendment is being filed to correct the share price, total shares of common stock issued and total shares of common stock withheld by the issuer in order to satisfy the persons payroll tax liability. As a result of the error described above, 900 shares were omitted from Table I, Column 4 and 311 shares were omitted from Column 5. The correct number shares of common stock issued is 57,764 and the correct number of shares of common stock withheld by the issuer is 19,974.
These shares are restricted and will vest in full on March 1, 2024.
/s/ Ross Dove by James E. Sklar POA
2023-04-11