0001209191-23-023976.txt : 20230411 0001209191-23-023976.hdr.sgml : 20230411 20230411122528 ACCESSION NUMBER: 0001209191-23-023976 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230411 DATE AS OF CHANGE: 20230411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOVE ROSS CENTRAL INDEX KEY: 0001245119 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 23812874 MAIL ADDRESS: STREET 1: 330 HATCH DRIVE CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0407 4/A 2023-03-01 2023-03-20 0 0000849145 Heritage Global Inc. HGBL 0001245119 DOVE ROSS 12625 HIGH BLUFF DRIVE, SUITE 305 SAN DIEGO CA 92130 1 1 0 0 CEO 0 Common Stock 2023-03-01 4 A 0 57764 0.00 A 2229073 D Common Stock 2023-03-01 4 F 0 19974 2.53 D 2209099 D On March 17, 2023 the reporting person filed a Form 4 erroneously reporting the share price of $2.57 per share on disposed shares of common stock. The correct price per share is $2.53. This amendment is being filed to correct the share price, total shares of common stock issued and total shares of common stock withheld by the issuer in order to satisfy the persons payroll tax liability. As a result of the error described above, 900 shares were omitted from Table I, Column 4 and 311 shares were omitted from Column 5. The correct number shares of common stock issued is 57,764 and the correct number of shares of common stock withheld by the issuer is 19,974. These shares are restricted and will vest in full on March 1, 2024. /s/ Ross Dove by James E. Sklar POA 2023-04-11