0001209191-22-043410.txt : 20220728
0001209191-22-043410.hdr.sgml : 20220728
20220728174449
ACCESSION NUMBER: 0001209191-22-043410
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220726
FILED AS OF DATE: 20220728
DATE AS OF CHANGE: 20220728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHIMER SAMUEL L
CENTRAL INDEX KEY: 0001281105
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39471
FILM NUMBER: 221116490
MAIL ADDRESS:
STREET 1: C/O HERITAGE GLOBAL INC.
STREET 2: 12625 HIGH BLUFF DRIVE, SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heritage Global Inc.
CENTRAL INDEX KEY: 0000849145
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 592291344
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-0655
MAIL ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: Counsel RB Capital Inc.
DATE OF NAME CHANGE: 20110121
FORMER COMPANY:
FORMER CONFORMED NAME: C2 Global Technologies Inc
DATE OF NAME CHANGE: 20050812
FORMER COMPANY:
FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC
DATE OF NAME CHANGE: 20040220
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-07-26
0
0000849145
Heritage Global Inc.
HGBL
0001281105
SHIMER SAMUEL L
12625 HIGH BLUFF DRIVE, SUITE 305
SAN DIEGO
CA
92130
1
0
0
0
Common Stock
2022-07-26
4
M
0
5000
0.83
A
242500
D
Common Stock
2022-07-26
4
M
0
7500
0.53
A
237500
D
Common Stock
2022-07-26
4
M
0
10000
0.40
A
230000
D
Common Stock
2022-07-26
4
M
0
10000
0.48
A
220000
D
Common Stock
2022-07-26
4
M
0
25000
0.45
A
210000
D
Common Stock
2022-07-26
4
M
0
10000
0.24
A
185000
D
Option to purchase common stock
0.83
2022-07-26
4
M
0
5000
0.00
D
2030-03-31
Common Stock
5000
5000
D
Option to purchase common stock
0.53
2022-07-26
4
M
0
7500
0.00
D
2029-03-29
Common Stock
7500
2500
D
Option to purchase common stock
0.40
2022-07-26
4
M
0
10000
0.00
D
2028-03-30
Common Stock
10000
0
D
Option to purchase common stock
0.48
2022-07-26
4
M
0
10000
0.00
D
2027-03-31
Common Stock
10000
0
D
Option to purchase common stock
0.45
2022-07-26
4
M
0
25000
0.00
D
2026-12-09
Common Stock
25000
0
D
Option to purchase common stock
0.24
2022-07-26
4
M
0
10000
0.00
D
2026-03-31
Common Stock
10000
0
D
Options were granted 3/31/2020 and vested 25% annually beginning on the first anniversary of the grant date.
Options were granted 3/29/2019 and vested 25% annually beginning on the first anniversary of the grant date.
Options were granted 3/30/2018 and vested 25% annually beginning on the first anniversary of the grant date.
Options were granted 3/31/2017 and vested 25% annually beginning on the first anniversary of the grant date.
Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date.
Options were granted 3/31/2016 and vested 25% annually beginning on the first anniversary of the grant date.
/s/ Samuel L. Shimer by James E. Sklar POA
2022-07-28