0001209191-22-030868.txt : 20220520 0001209191-22-030868.hdr.sgml : 20220520 20220520115747 ACCESSION NUMBER: 0001209191-22-030868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220518 FILED AS OF DATE: 20220520 DATE AS OF CHANGE: 20220520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dove Nicholas Kirk CENTRAL INDEX KEY: 0001826542 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 22946400 MAIL ADDRESS: STREET 1: 12509 EL CAMINO REAL STREET 2: UNIT B CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-18 0 0000849145 Heritage Global Inc. HGBL 0001826542 Dove Nicholas Kirk 12625 HIGH BLUFF DRIVE SUITE 305 SAN DIEGO CA 92130 0 1 0 0 President, Industrial Assets Common Stock 2022-05-18 4 M 0 45000 0.45 A 78665 D Option to purchase common stock 0.45 2022-05-18 4 M 0 45000 0.00 D 2022-05-18 Common Stock 45000 0 D Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. /s/ Nicholas K. Dove by James E. Sklar POA 2022-05-20