0001209191-22-021636.txt : 20220330
0001209191-22-021636.hdr.sgml : 20220330
20220330174507
ACCESSION NUMBER: 0001209191-22-021636
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220328
FILED AS OF DATE: 20220330
DATE AS OF CHANGE: 20220330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ludwig David Van
CENTRAL INDEX KEY: 0001628293
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39471
FILM NUMBER: 22788174
MAIL ADDRESS:
STREET 1: 10 SUNSET HILLS PROFESSIONAL CENTRE
CITY: EDWARDSVILLE
STATE: IL
ZIP: 62025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heritage Global Inc.
CENTRAL INDEX KEY: 0000849145
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 592291344
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-0655
MAIL ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: Counsel RB Capital Inc.
DATE OF NAME CHANGE: 20110121
FORMER COMPANY:
FORMER CONFORMED NAME: C2 Global Technologies Inc
DATE OF NAME CHANGE: 20050812
FORMER COMPANY:
FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC
DATE OF NAME CHANGE: 20040220
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-28
0
0000849145
Heritage Global Inc.
HGBL
0001628293
Ludwig David Van
10 SUNSET HILLS PROFESSIONAL CENTRE
EDWARDSVILLE
IL
62025
1
1
0
0
President of subsidiary
Common Stock
2022-03-28
4
F
0
13959
1.36
D
1032896
D
Common Stock
2022-03-28
4
M
0
21250
0.70
A
1046855
D
Option to purchase common stock
0.70
2022-03-28
4
M
0
21250
0.00
D
2029-06-01
Common Stock
21250
21250
D
Options were granted 6/1/2019 and vest 25% annually beginning on the first anniversary of the grant date.
/s/ David Van Ludwig by James E. Sklar POA
2022-03-30