0001209191-22-021636.txt : 20220330 0001209191-22-021636.hdr.sgml : 20220330 20220330174507 ACCESSION NUMBER: 0001209191-22-021636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220328 FILED AS OF DATE: 20220330 DATE AS OF CHANGE: 20220330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludwig David Van CENTRAL INDEX KEY: 0001628293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 22788174 MAIL ADDRESS: STREET 1: 10 SUNSET HILLS PROFESSIONAL CENTRE CITY: EDWARDSVILLE STATE: IL ZIP: 62025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-28 0 0000849145 Heritage Global Inc. HGBL 0001628293 Ludwig David Van 10 SUNSET HILLS PROFESSIONAL CENTRE EDWARDSVILLE IL 62025 1 1 0 0 President of subsidiary Common Stock 2022-03-28 4 F 0 13959 1.36 D 1032896 D Common Stock 2022-03-28 4 M 0 21250 0.70 A 1046855 D Option to purchase common stock 0.70 2022-03-28 4 M 0 21250 0.00 D 2029-06-01 Common Stock 21250 21250 D Options were granted 6/1/2019 and vest 25% annually beginning on the first anniversary of the grant date. /s/ David Van Ludwig by James E. Sklar POA 2022-03-30