0001209191-21-056552.txt : 20210917 0001209191-21-056552.hdr.sgml : 20210917 20210917113405 ACCESSION NUMBER: 0001209191-21-056552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210825 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludwig David Van CENTRAL INDEX KEY: 0001628293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 211259567 MAIL ADDRESS: STREET 1: 10 SUNSET HILLS PROFESSIONAL CENTRE CITY: EDWARDSVILLE STATE: IL ZIP: 62025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-25 0 0000849145 Heritage Global Inc. HGBL 0001628293 Ludwig David Van 10 SUNSET HILLS PROFESSIONAL CENTRE EDWARDSVILLE IL 62025 1 1 0 0 President of subsidiary Common Stock 2021-08-25 4 M 0 200000 0.45 A 1017605 D Option to purchase common stock 0.45 2021-08-25 4 M 0 200000 0.00 D 2026-12-09 Common Stock 200000 0 D Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. /s/ David Van Ludwig by James E. Sklar POA 2021-09-17