0001209191-21-043446.txt : 20210628 0001209191-21-043446.hdr.sgml : 20210628 20210628124254 ACCESSION NUMBER: 0001209191-21-043446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210622 FILED AS OF DATE: 20210628 DATE AS OF CHANGE: 20210628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COBB BRIAN J. CENTRAL INDEX KEY: 0001854033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 211051620 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-22 0 0000849145 Heritage Global Inc. HGBL 0001854033 COBB BRIAN J. 12625 HIGH BLUFF DRIVE, SUITE 305 SAN DIEGO CA 92130 0 1 0 0 VP of Finance and Controller Common Stock 2021-06-22 4 M 0 11250 0.45 A 44940 D Common Stock 2021-06-22 4 F 0 5815 2.50 D 39125 D Option to purchase common stock 0.45 2021-06-22 4 M 0 11250 0.00 D 2028-01-19 Common Stock 11250 11250 D Options were granted 1/19/2018 and vested 25% annually beginning on the first anniversary of the grant date. /s/ Brian J. Cobb 2021-06-28