0001209191-21-037057.txt : 20210602 0001209191-21-037057.hdr.sgml : 20210602 20210602122244 ACCESSION NUMBER: 0001209191-21-037057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludwig David Van CENTRAL INDEX KEY: 0001628293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 21988351 MAIL ADDRESS: STREET 1: 10 SUNSET HILLS PROFESSIONAL CENTRE CITY: EDWARDSVILLE STATE: IL ZIP: 62025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-01 0 0000849145 Heritage Global Inc. HGBL 0001628293 Ludwig David Van 10 SUNSET HILLS PROFESSIONAL CENTRE EDWARDSVILLE IL 62025 1 1 0 0 President of subsidiary Option to purchase common stock 2.81 2021-06-01 4 A 0 40000 0.00 A 2031-06-01 Common Stock 40000 40000 D Options vest 25% annually beginning on the first anniversary of the grant date. /s/ David Van Ludwig by James E. Sklar POA 2021-06-02