0001209191-21-025519.txt : 20210405 0001209191-21-025519.hdr.sgml : 20210405 20210405201547 ACCESSION NUMBER: 0001209191-21-025519 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sklar James Edward CENTRAL INDEX KEY: 0001641547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 21807691 MAIL ADDRESS: STREET 1: 31500 NORTHWESTERN HWY., SUITE 105 CITY: FARMINGTON HILLS STATE: MI ZIP: 48334 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-30 0 0000849145 Heritage Global Inc. HGBL 0001641547 Sklar James Edward 12625 HIGH BLUFF DRIVE, SUITE 305 SAN DIEGO CA 92130 0 1 0 0 EVP, Gen Counsel & Secretary Common Stock 2021-03-30 4 M 0 180000 0.45 A 330000 D Common Stock 2021-03-30 4 F 0 72490 2.80 D 257510 D Option to purchase common stock 0.45 2021-03-30 4 M 0 180000 0.00 D 2026-12-09 Common Stock 180000 0 D Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. /s/ James E. Sklar 2021-04-05