0001209191-21-023526.txt : 20210330 0001209191-21-023526.hdr.sgml : 20210330 20210330113429 ACCESSION NUMBER: 0001209191-21-023526 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210324 FILED AS OF DATE: 20210330 DATE AS OF CHANGE: 20210330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COBB BRIAN J. CENTRAL INDEX KEY: 0001854033 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 21784498 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-03-24 0 0000849145 Heritage Global Inc. HGBL 0001854033 COBB BRIAN J. 12625 HIGH BLUFF DRIVE, SUITE 305 SAN DIEGO CA 92130 0 1 0 0 VP of Finance and Controller Common Stock 33690 D Options to purchase common stock 0.45 2029-01-19 Common Stock 22500 D Options to purchase 11,250 shares of common stock exercisable as of 1/19/2021. Options to purchase 11,250 shares of common stock vest on 1/19/2022. /s/ Brian J. Cobb 2021-03-30