0001209191-21-008118.txt : 20210205 0001209191-21-008118.hdr.sgml : 20210205 20210205164827 ACCESSION NUMBER: 0001209191-21-008118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201105 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sharpe Kelly S CENTRAL INDEX KEY: 0001844350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 21596704 MAIL ADDRESS: STREET 1: 5094 NORTHLAWN DR. CITY: SAN JOSE STATE: CA ZIP: 95130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-05 0 0000849145 Heritage Global Inc. HGBL 0001844350 Sharpe Kelly S 12625 HIGH BLUFF DRIVE, SUITE 305 SAN DIEGO CA 92130 1 0 0 0 Option to purchase common stock 1.77 2020-11-05 4 A 0 25000 0.00 A 2030-11-05 Common Stock 25000 25000 D Options vest 25% annually beginning on the first anniversary of the grant date. /s/ Kelly S. Sharpe by Scott A. West POA 2021-02-05