0001209191-20-053935.txt : 20201005 0001209191-20-053935.hdr.sgml : 20201005 20201005203815 ACCESSION NUMBER: 0001209191-20-053935 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200917 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dove Nicholas Kirk CENTRAL INDEX KEY: 0001826542 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39471 FILM NUMBER: 201225297 MAIL ADDRESS: STREET 1: 12509 EL CAMINO REAL STREET 2: UNIT B CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-09-17 0 0000849145 Heritage Global Inc. HGBL 0001826542 Dove Nicholas Kirk 12625 HIGH BLUFF DRIVE SUITE 305 SAN DIEGO CA 92130 0 1 0 0 President, Industrial Assets Common Stock 13184 D Option to purchase common stock 0.45 2026-12-09 Common Stock 45000 D Options vest 25% annually beginning on the first anniversary of the grant date. /s/ Nicholas K. Dove by Scott A. West POA 2020-10-05