0001209191-19-020819.txt : 20190321 0001209191-19-020819.hdr.sgml : 20190321 20190321174616 ACCESSION NUMBER: 0001209191-19-020819 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190321 DATE AS OF CHANGE: 20190321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEMOSS EMMETT CENTRAL INDEX KEY: 0001467767 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 19697894 MAIL ADDRESS: STREET 1: C/O VISUAL NETWORK DESIGN, INC. STREET 2: 101 CALIFORNIA STREET, SUITE 2450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 5/A 1 doc5a.xml FORM 5/A SUBMISSION X0306 5/A 2018-12-31 2019-02-14 0 0 0 0000849145 Heritage Global Inc. HGBL 0001467767 DEMOSS EMMETT 3717 N. MERRIMAC CIR STOCKTON CA 95219 1 0 0 0 Common Stock 2018-12-21 2018-12-21 5 L 0 2500 0.45 A 25000 D Common Stock 2018-09-04 2018-09-04 5 L 0 2000 0.49 A 22500 D Common Stock 2018-03-15 2018-03-15 5 L 0 4808 0.44 A 20500 D Common Stock 2018-03-15 2018-03-15 5 L 0 2500 0.44 A 15692 D Common Stock 2018-03-15 2018-03-15 5 L 0 2500 0.43 A 13192 D Common Stock 2018-03-15 2018-03-15 5 L 0 10192 0.43 A 10692 D /s/ Emmett DeMoss by Scott A. West POA 2019-03-21