0001062993-18-001457.txt : 20180402 0001062993-18-001457.hdr.sgml : 20180402 20180402202252 ACCESSION NUMBER: 0001062993-18-001457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180330 FILED AS OF DATE: 20180402 DATE AS OF CHANGE: 20180402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEMOSS EMMETT CENTRAL INDEX KEY: 0001467767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 18731025 MAIL ADDRESS: STREET 1: C/O VISUAL NETWORK DESIGN, INC. STREET 2: 101 CALIFORNIA STREET, SUITE 2450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2018-03-30 0000849145 Heritage Global Inc. HGBL 0001467767 DEMOSS EMMETT 3717 N. MERRIMAC CIR STOCKTON CA 95219 1 0 0 0 Option to purchase common stock 0.40 2018-03-30 4 A 0 10000 0.00 A 2028-03-30 Common stock 10000 35000 D Options vest 25% annually beginning on the first anniversary of the grant date. /s/ Emmett DeMoss by Scott A. West POA 2018-04-02