0001062993-17-005151.txt : 20171204 0001062993-17-005151.hdr.sgml : 20171204 20171204173313 ACCESSION NUMBER: 0001062993-17-005151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171204 FILED AS OF DATE: 20171204 DATE AS OF CHANGE: 20171204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOVE ROSS CENTRAL INDEX KEY: 0001245119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 171238043 MAIL ADDRESS: STREET 1: 330 HATCH DRIVE CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2017-12-04 0000849145 Heritage Global Inc. HGBL 0001245119 DOVE ROSS 1576 ROLLINS ROAD BURLINGAME CA 94010 1 1 0 0 CEO Common Stock 2017-12-04 4 P 0 22300 .37 A 1559600 D Includes 577,500 shares of Common Stock previously reported, which are held of record by the Dove Family Trust that is described in previously filed Form 4s, and 979,100 shares of Common Stock, 22,300 of which are reported herein, which are held directly by Mr. Dove. /s/ Ross Dove by Scott A. West POA 2017-12-04