0001062993-17-000020.txt : 20170103 0001062993-17-000020.hdr.sgml : 20170103 20170103181209 ACCESSION NUMBER: 0001062993-17-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170103 DATE AS OF CHANGE: 20170103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SILBER ALLAN C CENTRAL INDEX KEY: 0001009161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 17503086 MAIL ADDRESS: STREET 1: C/O COUNSEL CORPORATION STREET 2: 700 - 1 TORONTO ST. CITY: TORONTO STATE: A6 ZIP: M5C 2V6 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2016-12-30 0000849145 Heritage Global Inc. HGBL 0001009161 SILBER ALLAN C C/O STREET CAPITAL GROUP, INC. 700 - 1 TORONTO ST. TORONTO A6 M5C 2V6 ONTARIO, CANADA 1 0 1 0 Common Stock 2016-12-30 4 P 0 2928462 0.49 A 4413645 I See Footnote Includes 4,101,686 shares of Common Stock, 2,928,462 of which are reported herein, which are held of record by a Limited Liability Corporation that is described in Footnote 2, and 311,959 shares of Common Stock previously acquired by the reporting person which are held directly by Mr. Silber. The 2,928,462 shares of Common Stock reported herein were acquired by a Limited Liability Corporation solely owned by Mr. Silber. The Limited Liability Corporation also acquired 731,224 shares of Common Stock previously acquired by the reporting person which had been held directly by Mr. Silber. /s/ Allan C. Silber by Scott A. West POA 2017-01-03