0001062993-16-012848.txt : 20161227 0001062993-16-012848.hdr.sgml : 20161226 20161227182246 ACCESSION NUMBER: 0001062993-16-012848 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161227 DATE AS OF CHANGE: 20161227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hexner Michael CENTRAL INDEX KEY: 0001693277 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 162071233 MAIL ADDRESS: STREET 1: 200 BRANNAN STREET, #332 CITY: SAN FRANCISCO STATE: CA ZIP: 94107 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2016-12-09 0 0000849145 Heritage Global Inc. HGBL 0001693277 Hexner Michael 200 BRANNAN ST #332 SAN FRANCISCO CA 94107 1 0 0 0 Option to purchase common stock 0.45 2026-12-09 Common Stock 25000 D Options vest 25% annually beginning on the first anniversary of the grant date. /s/ Michael Hexner by Scott A. West POA 2016-12-27