0001062993-16-012685.txt : 20161212
0001062993-16-012685.hdr.sgml : 20161212
20161212193358
ACCESSION NUMBER: 0001062993-16-012685
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161209
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heritage Global Inc.
CENTRAL INDEX KEY: 0000849145
STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822]
IRS NUMBER: 592291344
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-0655
MAIL ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: Counsel RB Capital Inc.
DATE OF NAME CHANGE: 20110121
FORMER COMPANY:
FORMER CONFORMED NAME: C2 Global Technologies Inc
DATE OF NAME CHANGE: 20050812
FORMER COMPANY:
FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC
DATE OF NAME CHANGE: 20040220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perlis Morris
CENTRAL INDEX KEY: 0001329710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17973
FILM NUMBER: 162047410
MAIL ADDRESS:
STREET 1: C/O COUNSEL CORPORATION
STREET 2: 700 - 1 TORONTO ST.
CITY: TORONTO
STATE: A6
ZIP: M5C 2V6
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2016-12-09
0000849145
Heritage Global Inc.
HGBL
0001329710
Perlis Morris
C/O HERITAGE GLOBAL INC.
12625 HIGH BLUFF DRIVE, SUITE 305
SAN DIEGO
CA
92130
1
0
0
0
Option to purchase common stock
0.45
2016-12-09
4
A
0
25000
0.00
A
2026-12-09
Common stock
25000
285000
D
Options vest 25% annually beginning on the first anniversary of the grant date.
/s/ Morris Perlis by Scott A. West POA
2016-12-12