0001062993-16-012682.txt : 20161212 0001062993-16-012682.hdr.sgml : 20161212 20161212193110 ACCESSION NUMBER: 0001062993-16-012682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN JAMES BRENDAN CENTRAL INDEX KEY: 0001528107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 162047406 MAIL ADDRESS: STREET 1: C/O HERITAGE GLOBAL INC. STREET 2: 12625 HIGH BLUFF DRIVE, SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2016-12-09 0000849145 Heritage Global Inc. HGBL 0001528107 RYAN JAMES BRENDAN C/O HERITAGE GLOBAL INC. 12625 HIGH BLUFF DRIVE, SUITE 305 SAN DIEGO CA 92130 1 0 0 0 Option to purchase common stock 0.45 2016-12-09 4 A 0 25000 0.00 A 2026-12-09 Common stock 25000 75000 D Options vest 25% annually beginning on the first anniversary of the grant date. /s/ J. Brendan Ryan by Scott A. West POA 2016-12-12