0001062993-16-012676.txt : 20161212
0001062993-16-012676.hdr.sgml : 20161212
20161212192858
ACCESSION NUMBER: 0001062993-16-012676
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161209
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heritage Global Inc.
CENTRAL INDEX KEY: 0000849145
STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822]
IRS NUMBER: 592291344
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 858-847-0655
MAIL ADDRESS:
STREET 1: 12625 HIGH BLUFF DRIVE
STREET 2: SUITE 305
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: Counsel RB Capital Inc.
DATE OF NAME CHANGE: 20110121
FORMER COMPANY:
FORMER CONFORMED NAME: C2 Global Technologies Inc
DATE OF NAME CHANGE: 20050812
FORMER COMPANY:
FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC
DATE OF NAME CHANGE: 20040220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MANN KENNETH WILLIAM
CENTRAL INDEX KEY: 0001571379
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-17973
FILM NUMBER: 162047399
MAIL ADDRESS:
STREET 1: 16 N WASHINGTON STREET
STREET 2: STE 102
CITY: EASTON
STATE: MD
ZIP: 21601
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2016-12-09
0000849145
Heritage Global Inc.
HGBL
0001571379
MANN KENNETH WILLIAM
16 N. WASHINGTON ST
SUITE 102
EASTON
MD
21601
0
1
0
0
Snr Managing Director, EP
Option to purchase common stock
0.45
2016-12-09
4
A
0
300000
0.00
A
2026-12-09
Common Stock
300000
650000
D
Options vest 25% annually beginning on the first anniversary of the grant date.
/s/ Kenneth William Mann by Scott A. West POA
2016-12-12