0001062993-16-012666.txt : 20161212 0001062993-16-012666.hdr.sgml : 20161212 20161212170612 ACCESSION NUMBER: 0001062993-16-012666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ludwig David Van CENTRAL INDEX KEY: 0001628293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 162046899 MAIL ADDRESS: STREET 1: 10 SUNSET HILLS PROFESSIONAL CENTRE CITY: EDWARDSVILLE STATE: IL ZIP: 62025 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2016-12-09 0000849145 Heritage Global Inc. HGBL 0001628293 Ludwig David Van 10 SUNSET HILLS PROFESSIONAL CENTRE EDWARDSVILLE IL 62025 0 1 0 0 President of subsidiary Option to purchase common stock 0.45 2016-12-09 4 A 0 200000 0.00 A 2026-12-09 Common Stock 200000 200000 D Options vest 25% annually beginning on the first anniversary of the grant date. /s/ David Van Ludwig by Scott A. West POA 2016-12-12