0001062993-16-009920.txt : 20160520 0001062993-16-009920.hdr.sgml : 20160520 20160520182646 ACCESSION NUMBER: 0001062993-16-009920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160519 FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOVE KIRK CENTRAL INDEX KEY: 0001544174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 161667521 MAIL ADDRESS: STREET 1: C/O HERITAGE GLOBAL PARTNERS, INC. STREET 2: 12625 HIGH BLUFF DRIVE, SUITE #305 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2016-05-19 0000849145 Heritage Global Inc. HGBL 0001544174 DOVE KIRK 12625 HIGH BLUFF DRIVE SUITE 305 SAN DIEGO CA 92130 0 1 0 0 President and COO Common Stock 2016-05-19 4 P 0 50000 .17 A 1083200 I Dove Family Trust Includes 577,500 shares of Common Stock, 50,000 of which are reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 505,700 shares of Common Stock previously acquired by the reporting person, which are held directly by Mr. Dove. The Dove Family Trust is jointly controlled by the reporting person, Mr. Kirk Dove, and by another reporting person of Heritage Global Inc., Mr. Ross Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust has acquired a total of 1,155,000 shares of Common Stock, of which 100,000 were acquired on May 19, 2016. /s/ Kirk Dove by Scott A. West POA 2016-05-20