0001062993-16-008442.txt : 20160322 0001062993-16-008442.hdr.sgml : 20160322 20160322154640 ACCESSION NUMBER: 0001062993-16-008442 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160321 FILED AS OF DATE: 20160322 DATE AS OF CHANGE: 20160322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-0655 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE STREET 2: SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEATON HAL B CENTRAL INDEX KEY: 0001212715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 161521095 MAIL ADDRESS: STREET 1: C/O HERITAGE GLOBAL INC. STREET 2: 12625 HIGH BLUFF DRIVE, SUITE 305 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2016-03-21 0000849145 Heritage Global Inc. HGBL 0001212715 HEATON HAL B C/O HERITAGE GLOBAL INC. 12625 HIGH BLUFF DRIVE, SUITE 305 SAN DIEGO CA 92130 1 0 0 0 Common Stock 2016-03-21 2016-03-21 4 M 0 10000 0.15 A 41750 D Option to purchase common stock 0.15 2016-03-21 2016-03-21 4 M 0 10000 0 D 2016-03-31 Common stock 10000 60000 D 1. Options were granted March 31, 2009, and vested 25% annually, beginning on the first anniversary of the grant date. /s/ Hal B. Heaton by Scott A. West POA 2016-03-22