0001062993-14-005562.txt : 20140918 0001062993-14-005562.hdr.sgml : 20140918 20140918153948 ACCESSION NUMBER: 0001062993-14-005562 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140916 FILED AS OF DATE: 20140918 DATE AS OF CHANGE: 20140918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 TORONTO STREET,SUITE 700 STREET 2: P.O. BOX 3, CITY: TORONTO, STATE: A6 ZIP: M5C 2V6 BUSINESS PHONE: 416-866-3005 MAIL ADDRESS: STREET 1: 1 TORONTO STREET,SUITE 700 STREET 2: P.O. BOX 3, CITY: TORONTO, STATE: A6 ZIP: M5C 2V6 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOVE ROSS CENTRAL INDEX KEY: 0001245119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 141110060 MAIL ADDRESS: STREET 1: C/O VISUAL NETWORK DESIGN, INC. STREET 2: 101 CALIFORNIA STREET, SUITE 2450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2014-09-16 0000849145 Heritage Global Inc. HGBL 0001245119 DOVE ROSS 330 HATCH DRIVE FOSTER CITY CA 94404 0 1 0 0 President of Subsidiary Common stock 2014-09-16 4 P 0 122500 0.4073 A 622500 I Dove Family Trust Includes 122,500 shares of common stock reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 500,000 shares of common stock previously reported for the reporting person, which are held directly by Mr. Dove. The Dove Family Trust is jointly controlled by the reporting person, Mr. Ross Dove, and by another reporting person of Heritage Global Inc., Mr. Kirk Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust acquired a total of 245,000 shares of common stock on September 16, 2014. See Footnotes regarding form of common stock ownership. /s/ Ross Dove by Stephen Weintraub POA 2014-09-18