0001062993-14-002901.txt : 20140514 0001062993-14-002901.hdr.sgml : 20140514 20140514144548 ACCESSION NUMBER: 0001062993-14-002901 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140507 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 TORONTO STREET,SUITE 700 STREET 2: P.O. BOX 3, CITY: TORONTO, STATE: A6 ZIP: M5C 2V6 BUSINESS PHONE: 416-866-3005 MAIL ADDRESS: STREET 1: 1 TORONTO STREET,SUITE 700 STREET 2: P.O. BOX 3, CITY: TORONTO, STATE: A6 ZIP: M5C 2V6 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Scott Allen CENTRAL INDEX KEY: 0001607848 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 14840879 MAIL ADDRESS: STREET 1: 12625 HIGH BLUFF DRIVE, SUITE 211 CITY: SAN DIEGO STATE: CA ZIP: 92130 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2014-05-07 0 0000849145 Heritage Global Inc. HGBL 0001607848 West Scott Allen C/O HERITAGE GLOBAL PARTNERS, INC. 12625 HIGH BLUFF DRIVE, SUITE 211 SAN DIEGO CA 92130 0 1 0 0 CFO, Heritage Global Partners Option to purchase common stock .70 2021-05-07 Common stock 50000 D Options vest 25% annually beginning on the first anniversary of the grant date. /s/ Scott Allen West 2014-05-14