0001062993-14-001860.txt : 20140401 0001062993-14-001860.hdr.sgml : 20140401 20140401170044 ACCESSION NUMBER: 0001062993-14-001860 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140401 DATE AS OF CHANGE: 20140401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 TORONTO STREET,SUITE 700 STREET 2: P.O. BOX 3, CITY: TORONTO, STATE: A6 ZIP: M5C 2V6 BUSINESS PHONE: 416-866-3005 MAIL ADDRESS: STREET 1: 1 TORONTO STREET,SUITE 700 STREET 2: P.O. BOX 3, CITY: TORONTO, STATE: A6 ZIP: M5C 2V6 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOH HENRY Y L CENTRAL INDEX KEY: 0001094013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 14735019 MAIL ADDRESS: STREET 1: 1111 HERMAN DR. SUITE 6E CITY: HOUSTON STATE: TX ZIP: 77056 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2014-03-31 0000849145 Heritage Global Inc. HGBL 0001094013 TOH HENRY Y L C/O HERITAGE GLOBAL INC. 700 - 1 TORONTO ST. TORONTO A6 M5C 2V6 ONTARIO, CANADA 1 0 0 0 Option to purchase common stock 0.69 2014-03-31 4 A 0 10000 0 A 2021-03-31 Common stock 10000 80000 D Options vest 25% annually beginning on the first anniversary of the grant date. /s/ Henry Y. L. Toh by Stephen Weintraub POA 2014-04-01