0001062993-14-000024.txt : 20140103 0001062993-14-000024.hdr.sgml : 20140103 20140103142325 ACCESSION NUMBER: 0001062993-14-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140101 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Global Inc. CENTRAL INDEX KEY: 0000849145 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 592291344 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 TORONTO STREET,SUITE 700 STREET 2: P.O. BOX 3, CITY: TORONTO, STATE: A6 ZIP: M5C 2V6 BUSINESS PHONE: 416-866-3005 MAIL ADDRESS: STREET 1: 1 TORONTO STREET,SUITE 700 STREET 2: P.O. BOX 3, CITY: TORONTO, STATE: A6 ZIP: M5C 2V6 FORMER COMPANY: FORMER CONFORMED NAME: Counsel RB Capital Inc. DATE OF NAME CHANGE: 20110121 FORMER COMPANY: FORMER CONFORMED NAME: C2 Global Technologies Inc DATE OF NAME CHANGE: 20050812 FORMER COMPANY: FORMER CONFORMED NAME: ACCERIS COMMUNICATIONS INC DATE OF NAME CHANGE: 20040220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COUNSEL CORP CENTRAL INDEX KEY: 0000939897 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 14504837 BUSINESS ADDRESS: STREET 1: EXCHANGE TOWER STE 1300 STREET 2: 2 FIRST CANADIAN PL CITY: TORONTO ONTARIO CANA STATE: A6 BUSINESS PHONE: 4168663000 MAIL ADDRESS: STREET 1: EXCHANGE TOWER STE 1300 STREET 2: 2 FIRST CANADIAN PL CITY: TORONTO ONTARIO STATE: A6 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COUNSEL LLC CENTRAL INDEX KEY: 0001385005 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 14504838 BUSINESS ADDRESS: STREET 1: 3200 40 KING ST WEST CITY: TORONTO STATE: A6 ZIP: MSR3Y2 BUSINESS PHONE: 416 866 3000 MAIL ADDRESS: STREET 1: 3200 40 KING ST WEST CITY: TORONTO STATE: A6 ZIP: MSR3Y2 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COUNSEL COMMUNICATIONS LLC CENTRAL INDEX KEY: 0001385006 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17973 FILM NUMBER: 14504839 BUSINESS ADDRESS: STREET 1: 3200 40 KING ST WEST CITY: TORONTO STATE: A6 ZIP: MSR3Y2 BUSINESS PHONE: 416 866 3000 MAIL ADDRESS: STREET 1: 3200 40 KING ST WEST CITY: TORONTO STATE: A6 ZIP: MSR3Y2 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2014-01-01 0000849145 Heritage Global Inc. HGBL 0001385006 COUNSEL COMMUNICATIONS LLC 700 - 1 TORONTO ST. TORONTO A6 M5C 2V6 ONTARIO, CANADA 0 0 1 0 0001385005 COUNSEL LLC 700 - 1 TORONTO ST. TORONTO A6 M5C 2V6 ONTARIO, CANADA 0 0 1 0 0000939897 COUNSEL CORP 700 - 1 TORONTO ST. TORONTO A6 M5C 2V6 ONTARIO, CANADA 0 0 1 0 Common stock 2014-01-01 4 J 0 16797006 0.00 D 0 D Disposition by operation of law pursuant to the merger of wholly owned subsidiary Counsel Communications LLC with and into Counsel LLC. This Form 4 is filed jointly by Counsel Communications LLC, a Delaware limited liability company, Counsel LLC, a Delaware limited liability company, and Counsel Corporation, an Ontario corporation. Counsel Communications LLC was a wholly-owned subsidiary of Counsel LLC prior to a merger of the two limited liability companies that took place on January 1, 2014. Counsel LLC is a wholly-owned subsidiary of Counsel Corporation. /s/ Stephen A. Weintraub, Officer of Counsel Communications LLC, Counsel LLC and Counsel Corporation 2014-01-03