-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PNTG/ypKgrcai9C3bmpuasUB0Hz8dcJw8A+hTSbYAtubf/6QSaiMk5yrb5QsjyYC nHb7vd9GtTukaxOzYe5VoQ== 0000932440-02-000240.txt : 20020510 0000932440-02-000240.hdr.sgml : 20020510 ACCESSION NUMBER: 0000932440-02-000240 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVADO BRANDS INC CENTRAL INDEX KEY: 0000849101 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 592778983 STATE OF INCORPORATION: GA FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42016 FILM NUMBER: 02642369 BUSINESS ADDRESS: STREET 1: HANCOCK AT WASHINGTON CITY: MADISON STATE: GA ZIP: 30650 BUSINESS PHONE: 7063424552 MAIL ADDRESS: STREET 1: HANCOCK AT WASHINGTON CITY: MADISON STATE: GA ZIP: 30650 FORMER COMPANY: FORMER CONFORMED NAME: APPLE SOUTH INC DATE OF NAME CHANGE: 19950111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUBOIS JOHN EDWARD CENTRAL INDEX KEY: 0001128594 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 17905 SW 82ND AVE CITY: MIAMI STATE: FL ZIP: 33157 BUSINESS PHONE: 2159772034 SC 13G 1 avado13gmay02.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13G (RULE 13D - 102) INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) (AMENDMENT NO. 1)(1) AVADO BRANDS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 05336P108 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) (1)The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ========================== ========================= CUSIP NO. 05336P108 PAGE 2 OF 5 PAGES 13G ========================== ========================= - --------- ---------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) John DuBois - --------- ---------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------- ---------------------------------------------------------------------- 3. SEC USE ONLY - --------- ---------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - --------- ---------------------------------------------------------------------- 5. SOLE VOTING POWER 2,095,880 NUMBER OF ----- ----------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----- ----------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 2,095,880 PERSON WITH ----- ----------------------------------------------- 8. SHARED DISPOSITIVE POWER -0- - --------- ---------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,095,880 - --------- ---------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------- ---------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.0% - --------- ---------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 ========================== ========================= CUSIP NO. 05336P108 PAGE 3 OF 5 PAGES 13G ========================== ========================= ITEM 1. (A) NAME OF ISSUER. Avado Brands, Inc. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. Hancock at Washington Madison, Georgia 30650 ITEM 2. (A) NAMES OF PERSONS FILING. John DuBois (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. 17905 SW 82nd Avenue Miami, Florida 33157 (C) CITIZENSHIP. United States (D) TITLE OF CLASS OF SECURITIES. Common Stock (E) CUSIP NUMBER. 05336P108 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or dealer registered under Section 15 of the Act, (b) |_| Bank as defined in Section 3(a)(6) of the Act, (c) |_| Insurance Company as defined in Section 3(a)(19) of the Act, (d) |_| Investment Company registered under Section 8 of the Investment Company Act, (e) |_| Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E), (f) |_| Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) |_| Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(ii)(G), 3 ========================== ========================= CUSIP NO. 05336P108 PAGE 4 OF 5 PAGES 13G ========================== ========================= (h) |_| Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) |_| Church Plan that is excluded from the definition of an investment company under Section 3(C)(14) of the Investment Company Act, (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box |X| ITEM 4. OWNERSHIP. [This information is provided as of May 8, 2002] (A) AMOUNT BENEFICIALLY OWNED. 2,095,880 (B) PERCENT OF CLASS. 7.0% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR DIRECT THE VOTE. 2,095,880 (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE. -0- (iii) SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION OF. 2,095,880 (iv) SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION OF. -0- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following |_| ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable 4 ========================== ========================= CUSIP NO. 05336P108 PAGE 5 OF 5 PAGES 13G ========================== ========================= ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct. /s/ John DuBois Dated: May 9, 2002 ------------------------ Name: John DuBois 5 -----END PRIVACY-ENHANCED MESSAGE-----