-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RhcpHYTiw5TznyPZZwSuYtga1u0YniFUl9FZIglc2l2EzOJ860DeNtXij2V7D/4O z8j09yk6a3nS7F7t7pDrMw== 0000849101-00-000003.txt : 20000425 0000849101-00-000003.hdr.sgml : 20000425 ACCESSION NUMBER: 0000849101-00-000003 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000424 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVADO BRANDS INC CENTRAL INDEX KEY: 0000849101 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 592778983 STATE OF INCORPORATION: GA FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-43495 FILM NUMBER: 606965 BUSINESS ADDRESS: STREET 1: HANCOCK AT WASHINGTON CITY: MADISON STATE: GA ZIP: 30650 BUSINESS PHONE: 7063424552 MAIL ADDRESS: STREET 1: HANCOCK AT WASHINGTON CITY: MADISON STATE: GA ZIP: 30650 FORMER COMPANY: FORMER CONFORMED NAME: APPLE SOUTH INC DATE OF NAME CHANGE: 19950111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AVADO BRANDS INC CENTRAL INDEX KEY: 0000849101 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 592778983 STATE OF INCORPORATION: GA FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: HANCOCK AT WASHINGTON CITY: MADISON STATE: GA ZIP: 30650 BUSINESS PHONE: 7063424552 MAIL ADDRESS: STREET 1: HANCOCK AT WASHINGTON CITY: MADISON STATE: GA ZIP: 30650 FORMER COMPANY: FORMER CONFORMED NAME: APPLE SOUTH INC DATE OF NAME CHANGE: 19950111 SC 13D 1 AVADO BRANDS, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Amendment No. 1 Under the Securities Exchange Act of 1934 AVADO BRANDS, INC. ------------------------------------ (Name of Issuer) Common Stock, par value $0.01 per share ------------------------------------------- (Title of Class of Securities) 05336P108 ----------------------- (CUSIP Number) Tom E. DuPree, Jr. Avado Brands, Inc. Hancock at Washington Madison, GA 30650 (706) 342-4552 ---------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 24, 2000 ------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box [ ] SCHEDULE 13D CUSIP No. 05336P108 1 NAMES OF REPORTING PERSONS Tom E. DuPree, Jr. _______________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] _______________________________________________________________________ 3. SEC USE ONLY _______________________________________________________________________ 4. SOURCE OF FUNDS Not applicable. _______________________________________________________________________ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] _______________________________________________________________________ 6. CITIZENSHIP United States of America _______________________________________________________________________ NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY 7,253,213 OWNED BY ____________________________________ EACH REPORTING 8. SHARED VOTING POWER PERSON WITH ____________________________________ 9. SOLE DISPOSITIVE POWER 7,253,213 ____________________________________ 10. SHARED DISPOSITIVE POWER _______________________________________________________________________ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,253,213 _______________________________________________________________________ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] _______________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 28.6% _______________________________________________________________________ 14. TYPE OF REPORTING PERSON IN Page 2 SCHEDULE 13D CUSIP No. 05336P108 1 NAMES OF REPORTING PERSONS Erich J. Booth _______________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] _______________________________________________________________________ 3. SEC USE ONLY _______________________________________________________________________ 4. SOURCE OF FUNDS Not applicable. _______________________________________________________________________ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] _______________________________________________________________________ 6. CITIZENSHIP United States of America _______________________________________________________________________ NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY 68,254 OWNED BY ____________________________________ EACH REPORTING 8. SHARED VOTING POWER PERSON WITH ____________________________________ 9. SOLE DISPOSITIVE POWER 68,254 ____________________________________ 10. SHARED DISPOSITIVE POWER _______________________________________________________________________ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 68,254 _______________________________________________________________________ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] _______________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.3% _______________________________________________________________________ 14. TYPE OF REPORTING PERSON IN Page 3 SCHEDULE 13D CUSIP No. 05336P108 1 NAMES OF REPORTING PERSONS Margaret E. Waldrep _______________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] _______________________________________________________________________ 3. SEC USE ONLY _______________________________________________________________________ 4. SOURCE OF FUNDS Not applicable. _______________________________________________________________________ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] _______________________________________________________________________ 6. CITIZENSHIP United States of America _______________________________________________________________________ NUMBER OF 7. SOLE VOTING POWER SHARES BENEFICIALLY 51,318 OWNED BY ____________________________________ EACH REPORTING 8. SHARED VOTING POWER PERSON WITH ____________________________________ 9. SOLE DISPOSITIVE POWER 51,318 ____________________________________ 10. SHARED DISPOSITIVE POWER _______________________________________________________________________ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 51,318 _______________________________________________________________________ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] _______________________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% _______________________________________________________________________ 14. TYPE OF REPORTING PERSON IN Page 4 Tom E. DuPree, Jr., Erich J. Booth and Margaret E. Waldrep (the "Reporting Persons") filed a Schedule 13D as a group to report their proposal to the Board of Directors of Avado Brands, Inc. ("Avado") that all Common Stock of Avado (except treasury stock) held by persons other than the Reporting Persons be redeemed by Avado for cash, that Avado merge with a corporation to be formed for purposes of the merger and owned solely by the Reporting Persons ("Newco"), with Avado being the surviving entity, and that the Reporting Persons become the sole shareholders of Avado upon the consummation of such transactions (the "Transactions"). The Reporting Persons hereby amend Item 4 of their Schedule 13D to report that they have ceased to act as a group with respect to their holdings of Avado Common Stock, to reflect the termination of group status, and to hereby terminate any obligation they may have to update this Schedule 13D. The Reporting Persons hereby amend Item 5(a) and (c) of their Schedule 13D to reflect changes in their beneficial ownership of securities of Avado. Item 4. Purpose of the Transaction. --------------------------- Item 4 is hereby amended and supplemented to include the following: The Reporting Persons were unable to arrange financing for a proposal to effectuate the Transactions at a price they believed to be attractive to the shareholders of Avado. As a result, on April 24, 2000, the Reporting Persons determined to discontinue their efforts to consummate the Transactions and ceased to act as a group with respect to their holdings of Avado Common Stock. Item 5. Interest in Securities of the Issuer. ------------------------------------- Item 5(a) is hereby amended as follows: (a) Aggregate number of shares and percentage of outstanding Common Stock beneficially owned by each person named in Item 2 and by the group. Reporting Person Number of Shares Percentage of Class(1) - -------------------------------------------------------------------------------- Tom E. DuPree, Jr. 7,253,213 28.6% Erich J. Booth 68,254 0.3% Margaret E. Waldrep 51,318 0.2% - -------------------------------------------------------------------------------- Total for Group 7,372,785 29.12% (1) Based on number of shares of Avado Common Stock outstanding as of March 31, 2000 as reported in Avado's Report on 10-K for year ended January 2, 2000. Item 5(c) is hereby amended and supplemented to include the following: (c) Since February 28, 2000, Tom E. DuPree, Jr. has made gifts of an aggregate of 729,642 shares of Avado Common Stock to the DuPree Foundation. Page 5 Signatures After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: April 24, 2000 By: /s/ Tom E. DuPree, Jr. ------------------------- Tom E. DuPree, Jr. By: /s/ Erich J. Booth ------------------------ Erich J. Booth By: /s/ Margaret E. Waldrep ------------------------ Margaret E. Waldrep Page 6 -----END PRIVACY-ENHANCED MESSAGE-----