-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I83w5FP8Y+b12S3HUgeqrZGQ9NDqKwGsTUci5AZ0AIuBRWDxkACKazTnKhSdNdek RtyTIsWviEqrZdgGsC5mlg== 0001181431-04-023875.txt : 20040503 0001181431-04-023875.hdr.sgml : 20040503 20040503190537 ACCESSION NUMBER: 0001181431-04-023875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020715 FILED AS OF DATE: 20040503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER FELIX CENTRAL INDEX KEY: 0001087940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18311 FILM NUMBER: 04774930 BUSINESS ADDRESS: STREET 1: TISCH FAMILY INTERESTS STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2125212420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEUROGEN CORP CENTRAL INDEX KEY: 0000849043 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 222845714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 NORTHEAST INDUSTRIAL RD CITY: BRANFORD STATE: CT ZIP: 06405 BUSINESS PHONE: 2034888201 MAIL ADDRESS: STREET 1: 35 NORTHEAST INDUSTRIAL RD CITY: BRANFORD STATE: CT ZIP: 06405 4 1 rrd41287.xml FORM 4 DATED 07/15/2002 X0202 4 2002-07-15 0 0000849043 NEUROGEN CORP NRGN 0001087940 BAKER FELIX 667 MADISON AVENUE NEW YORK NY 10021 1 0 1 0 Stock Option (Right to Buy) 9.99 2002-07-15 4 A 0 4500 0 A 2012-07-15 Common Stock 4500 4500 D Because of certain business and family relationships with other security holders of the Issuer, the Reporting Person is filing solely for informational purposes as if he were a member of a group with such security holders. However, the Reporting Person disclaims that he and any other person or persons in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, or Rule 13d-5 thereunder or that he is the beneficial owner of securities owned by such other persons. The stock options vest and become exercisable in twelve monthly installments on the last day of each month, beginning on the last day of the month in which the stock options were granted. /s/ Felix J. Baker 2004-04-26 -----END PRIVACY-ENHANCED MESSAGE-----