-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SBwK+UlVD1KN63YuFRDGkmtpmuqt44bJHI+QNfTetfiWGfNHCUUWQhW+Nl6TEXBb BPC1pb7bwT5uJ2GBAlQAaQ== 0001428507-08-000003.txt : 20080821 0001428507-08-000003.hdr.sgml : 20080821 20080821180245 ACCESSION NUMBER: 0001428507-08-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080812 FILED AS OF DATE: 20080821 DATE AS OF CHANGE: 20080821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IdentiPHI, Inc. CENTRAL INDEX KEY: 0000847555 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 954346070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13809 RESEARCH BOULEVARD STREET 2: SUITE 275 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 5124926220 MAIL ADDRESS: STREET 1: 13809 RESEARCH BOULEVARD STREET 2: SUITE 275 CITY: AUSTIN STATE: TX ZIP: 78750 FORMER COMPANY: FORMER CONFORMED NAME: SAFLINK CORP DATE OF NAME CHANGE: 19991112 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL REGISTRY INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: TOPSEARCH INC DATE OF NAME CHANGE: 19920401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGMAN CHRISTER CENTRAL INDEX KEY: 0001428507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20270 FILM NUMBER: 081033016 BUSINESS ADDRESS: BUSINESS PHONE: (512) 492-6220 MAIL ADDRESS: STREET 1: C/O IDENTIPHI INC STREET 2: 13809 RESEARCH BLVD SUITE 275 CITY: AUSTIN STATE: TX ZIP: 78750 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-08-12 0 0000847555 IdentiPHI, Inc. IDPI 0001428507 BERGMAN CHRISTER C/O IDENTIPHI INC 13809 RESEARCH BLVD SUITE 275 AUSTIN TX 78750 0 1 0 0 President and CEO Common Stock 2008-08-12 4 A 0 1000000 0 A 1075000 D Stock Option (right to buy) 0.15 2008-08-12 4 A 0 2000000 0 A 2018-08-12 Common Stock 2000000 2000000 D Restricted Stock Units 2008-08-12 4 A 0 1000000 0 A Common Stock 1000000 1000000 D The option vests in eight equal quarterly installments beginning August 12, 2008 Each restricted stock unit represents a contingent right to receive one share of IDPI common stock. The restricted stock units vest with respect to (a) 500,000 shares upon the issuer's achievement of an average market capitalization equal to or greater than $50 million during any period of twenty (20) consecutive trading days after August 12, 2008; and (b) 500,000 shares upon the issuer's achievement of an average market capitalization equal to or greater than $75 million during any period of twenty (20) consecutive trading days after August 12, 2008. Christer Bergman by Jeffrey T. Dick, Attorney-in-Fact 2008-08-21 -----END PRIVACY-ENHANCED MESSAGE-----