-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NTIlHhGwTNh1pBn9vnPNWDzV/8GkPtxURoycDOEBPBH9ld4oFKgw2BlD2SmGtBuP Z9rmA5YuC0lHf7urboZ7NA== 0001016843-98-000639.txt : 19981207 0001016843-98-000639.hdr.sgml : 19981207 ACCESSION NUMBER: 0001016843-98-000639 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981130 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19981204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL REGISTRY INC CENTRAL INDEX KEY: 0000847555 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 954346070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-20270 FILM NUMBER: 98763899 BUSINESS ADDRESS: STREET 1: 2502 ROCKY POINT DR STREET 2: SUITE CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8136360099 MAIL ADDRESS: STREET 1: 11831 30TH CT N CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: TOPSEARCH INC DATE OF NAME CHANGE: 19920401 8-K 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 30, 1998 THE NATIONAL REGISTRY INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) DELAWARE 0-20270 95-4346070 - ---------------------------- ----------------------- ------------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 2502 ROCKY POINT DRIVE, SUITE 100, TAMPA, FLORIDA 33607 ------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (813) 636-0099 No Change (Former name or former address, if changed since last report.) ITEM 1. CHANGE IN CONTROL OF REGISTRANT Not applicable. ITEM 2. ACQUISITION OR DISPOSITION OF ASSETS Not applicable. ITEM 3. BANKRUPTCY OR RECEIVERSHIP Not applicable. ITEM 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANT Not applicable. ITEM 5. OTHER EVENTS On December 2, 1998, The National Registry Inc. (the "Company") received notification from the Nasdaq Stock Market, Inc. ("Nasdaq") that the Company was not in compliance with Marketplace Rule 4310 (c) (2) ("Rule (c) (2)") that requires the Company to maintain (i) net tangible assets of $2 million; (ii) market capitalization of $35 million; or (iii) net income of $500,000 in the most recently completed fiscal year or in two of the three most recently completed fiscal years. Nasdaq requested that the Company provide to Nasdaq a proposal for achieving compliance with Rule (c) (2) by December 16, 1998. The Company is currently reviewing options available to it to obtain additional equity or other means to achieve compliance with Rule (c) (2) and intends to submit the requested proposal to Nasdaq on or before December 16, 1998. There is no assurance that Nasdaq will determine that the Company is in compliance with Rule (c) (2), that the Company will be in compliance with Rule (c) (2) in the future or that the Company's common stock, $.01 par value per share (the "Common Stock"), will not be delisted from the Nasdaq SmallCap Market (the "SmallCap Market"). If the Common Stock were delisted and excluded from trading on the SmallCap Market, it would adversely affect the prices of such securities and the ability of holders to sell them. On November 30, 1998 Don Lyle, a member of the Company's board of directors (the "Board"), delivered a letter to the Chairman of the Board (the "Chairman") resigning from the Board "due to other pressures on [his] time." The resignation was effective upon receipt and acceptance thereof, on behalf of the board, by the Chairman on such date. 2 ITEM 6. RESIGNATION OF REGISTRANT'S DIRECTORS Not applicable. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (a) Not applicable. (b) Not applicable. (c) Exhibits. none ITEM 8. CHANGE IN FISCAL YEAR Not applicable. 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. THE NATIONAL REGISTRY INC. Date: December 3, 1998 By: /s/ JEFFREY P. ANTHONY ------------------------------------- Jeffrey P. Anthony President and Chief Executive Officer 4 -----END PRIVACY-ENHANCED MESSAGE-----