FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/09/2008 |
3. Issuer Name and Ticker or Trading Symbol
ROGERS CORP [ ROG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Capital (Common) Stock | 604 | D(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | 06/15/2004(2) | 06/15/2014 | Capital (Common) Stock | 2,250 | $63.5 | D | |
Phantom Stock Units | 06/15/2004(3) | 01/15/2010 | Capital (Common) Stock | 125 | $0 | D | |
Stock Option (Right to Buy) | 12/15/2004(4) | 12/15/2014 | Capital (Common) Stock | 2,250 | $46.45 | D | |
Phantom Stock Units | 12/15/2004(5) | 01/15/2012 | Capital (Common) Stock | 323 | $0 | D | |
Phantom Stock Units | 06/27/2005(6) | 01/15/2012 | Capital (Common) Stock | 351 | $0 | D | |
Stock Option (Right to Buy) | 12/16/2005(7) | 12/16/2015 | Capital (Common) Stock | 2,250 | $40.8 | D | |
Phantom Stock Units | 12/16/2005(8) | 01/15/2014 | Capital (Common) Stock | 307 | $0 | D | |
Stock Option (Right to Buy) | 06/15/2006(9) | 06/15/2016 | Capital (Common) Stock | 2,250 | $52 | D | |
Phantom Stock Units | 06/15/2006(10) | 01/15/2010 | Capital (Common) Stock | 176 | $0 | D | |
Stock Option (Right to Buy) | 12/15/2006(11) | 12/15/2016 | Capital (Common) Stock | 2,250 | $63.87 | D | |
Phantom Stock Units | 12/15/2006(12) | 01/15/2012 | Capital (Common) Stock | 274 | $0 | D | |
Stock Option (Right to Buy) | 04/26/2007(13) | 04/26/2017 | Capital (Common) Stock | 1,443 | $46.87 | D |
Explanation of Responses: |
1. Mr. Mitchell served on the Rogers Board of Directors from 1994 to the April 26, 2007 Annual Meeting of Shareholders, when he chose not to stand for re-election because of other business commitments. He was re-elected to the Rogers Board of Directors at the May 9, 2008 Annual Meeting of Shareholders. |
2. This Non-Qualified Stock Option was granted pursuant to the 1998 Stock Incentive Plan and is immediately exercisable as of the grant date. |
3. The Phantom Stock Units convert to Common Stock on a one-for-one basis. The Phantom Stock Units are accrued under the Rogers Corporation Voluntary Deferred Compensation Plan for Non-Employee Directors and will be settled in shares of Rogers Corporation Capital (Common) Stock issued under the Rogers Corporation 1998 Stock Incentive Plan and pursuant to the reporting person's deferral election. The 125 shares are the balance that remain from a grant of Phantom Stock Units initially made on June 15, 2004, as to which 112 shared have already been issued. Of these 125 shares, 112 will be issued on January 15, 2009 and 13 will be issued on January 15, 2010. |
4. This Non-Qualified Stock Option was granted pursuant to the 1998 Stock Incentive Plan and is immediately exercisable as of the grant date. |
5. The Phantom Stock Units convert to Common Stock on a one-for-one basis. The Phantom Stock Units are accrued under the Rogers Corporation Voluntary Deferred Compensation Plan for Non-Employee Directors and will be settled in shares of Rogers Corporation Capital (Common) Stock issued under the Rogers Corporation 1998 Stock Incentive Plan and pursuant to the reporting person's deferral election. |
6. The Phantom Stock Units convert to Common Stock on a one-for-one basis. The Phantom Stock Units are accrued under the Rogers Corporation Voluntary Deferred Compensation Plan for Non-Employee Directors and will be settled in shares of Rogers Corporation Capital (Common) Stock issued under the Rogers Corporation 2005 Equity Compensation Plan and pursuant to the reporting person's deferral election. |
7. This Non-Qualified Stock Option was granted pursuant to the 2005 Equity Compensation Plan and is immediately exercisable as of the grant date. |
8. The Phantom Stock Units convert to Common Stock on a one-for-one basis. The Phantom Stock Units are accrued under the Rogers Corporation Voluntary Deferred Compensation Plan for Non-Employee Directors and will be settled in shares of Rogers Corporation Capital (Common) Stock issued under the Rogers Corporation 2005 Equity Compensation Plan and pursuant to the reporting person's deferral election. |
9. This Non-Qualified Stock Option was granted pursuant to the 2005 Equity Compensation Plan and is immediately exercisable as of the grant date. |
10. The Phantom Stock Units convert to Common Stock on a one-for-one basis. The Phantom Stock Units are accrued under the Rogers Corporation Voluntary Deferred Compensation Plan for Non-Employee Directors and will be settled in shares of Rogers Corporation Capital (Common) Stock issued under the Rogers Corporation 2005 Equity Compensation Plan and pursuant to the reporting person's deferral election. The 176 shares are the balance that remain from a grant of Phantom Stock Units initially made on June 15, 2006, as to which 113 shared have already been issued. Of these 176 shares, 113 will be issued on January 15, 2009 and 63 will be issued on January 15, 2010. |
11. This Non-Qualified Stock Option was granted pursuant to the 2005 Equity Compensation Plan and is immediately exercisable as of the grant date. |
12. The Phantom Stock Units convert to Common Stock on a one-for-one basis. The Phantom Stock Units are accrued under the Rogers Corporation Voluntary Deferred Compensation Plan for Non-Employee Directors and will be settled in shares of Rogers Corporation Capital (Common) Stock issued under the Rogers Corporation 2005 Equity Compensation Plan and pursuant to the reporting person's deferral election. |
13. This Non-Qualified Stock Option was granted pursuant to the 2005 Equity Compensation Plan and is immediately exercisable as of the grant date. |
Alice R. Tetreault as Power of Attorney | 05/12/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |