FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/24/2006 |
3. Issuer Name and Ticker or Trading Symbol
ROGERS CORP [ ROG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Capital (Common) Stock | 5,057.055 | D(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | 10/18/2002(2) | 10/18/2010 | Capital (Common) Stock | 1,000 | $34.25 | D | |
Employee Stock Option (Right to Buy) | 10/23/2003(3) | 10/23/2011 | Capital (Common) Stock | 1,500 | $34.09 | D | |
Employee Stock Option (Right to Buy) | 10/23/2004(4) | 10/23/2012 | Capital (Common) Stock | 3,000 | $26.11 | D | |
Employee Stock Option (Right to Buy) | 10/29/2005(5) | 10/29/2013 | Capital (Common) Stock | 14,000 | $38.53 | D | |
Employee Stock Option (Right to Buy) | 04/29/2004(6) | 04/29/2014 | Capital (Common) Stock | 13,000 | $59.85 | D | |
Employee Stock Option (Right to Buy) | 04/28/2005(7) | 04/28/2015 | Capital (Common) Stock | 14,000 | $34.83 | D | |
Employee Stock Option (Right to Buy) | 02/15/2008(8) | 02/15/2016 | Capital (Common) Stock | 8,600 | $48 | D |
Explanation of Responses: |
1. Mr. Bessette also indirectly owns 1,964.4309 Shares of Rogers Corporation Capital (Common) Stock through the Company's 401(k) plan. |
2. This Incentive Stock Option was granted pursuant to the 1998 Stock Incentive Plan and became exercisable in one-third increments on the second, third and fourth anniversary dates of the grant. |
3. This Incentive Stock Option was granted pursuant to the 1994 Stock Compensation Plan and became exercisable in one-third increments on the second, third and fourth anniversary dates of the grant. |
4. The Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and was initially exercisable as follows: 1,000 shares on 10-23-04, 1,000 shares on 10-23-05 and 1,000 shares on 10-23-06. This option was later accelerated so that it became fully vested on 12-13-05; however, the shares cannot be sold or otherwise disposed of until the option normally would have vested. |
5. This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and was initially exercisable as follows: 4,667 shares on 10-29-05, 4,666 shares on 10-29-06 and 4,667 shares on 10-29-07. This option was later accelerated so that it became fully vested on 11-11-05; however, the shares cannot be sold or otherwise disposed of until the option normally would have vested. |
6. This Non-Qualified Stock Option was granted pursuant to the 1990 Stock Option Plan and was immediately exercisable as of the grant date. However, no shares received from the exercise of the stock option grant can be sold before 4-29-2008 unless the optionee's employment is ended due to retirement, disability, death or involuntary termination. |
7. This Non-Qualified Stock Option was granted pursuant to the 2005 Equity Compensation Plan and was immediately exercisable as of the grant date. However, no shares received from the exercise of the stock option grant can be sold before 4-28-2009 unless the optinee's employment is ended due to retirement, disability, death or involuntary termination. |
8. This Non-Qualified Stock Option was granted pursuant to the 2005 Equity Compensation Plan and is exercisable in one-third increments on the second, third and fourth anniversary dates of the grant. |
Eileen D. Kania as Power of Attorney | 08/31/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |