-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B2c+Zvt1H1urQ/qaXfoXqgINhTEnqblt0W0/NdUG8xpGDxDixaMbl7mFognPtw4j 6PNM/xnAu4xUT5WHh2x9Dg== 0000898432-99-000770.txt : 19990713 0000898432-99-000770.hdr.sgml : 19990713 ACCESSION NUMBER: 0000898432-99-000770 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990702 FILED AS OF DATE: 19990712 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WASTE SYSTEMS INTERNATIONAL INC CENTRAL INDEX KEY: 0000847468 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 954203626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-25998 FILM NUMBER: 99663033 BUSINESS ADDRESS: STREET 1: 420 BEDFORD STREET STREET 2: SUITE 300 CITY: LEXINGTON STATE: MA ZIP: 02173 BUSINESS PHONE: 7818623000 MAIL ADDRESS: STREET 1: 420 BEDFORD STREET STREET 2: SUITE 300 CITY: LEXINGTON STATE: MA ZIP: 02173 FORMER COMPANY: FORMER CONFORMED NAME: BIOSAFE INTERNATIONAL INC DATE OF NAME CHANGE: 19950504 FORMER COMPANY: FORMER CONFORMED NAME: ZOE CAPITAL CORP DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN LP CENTRAL INDEX KEY: 0001090132 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1206 OYSTER COVE DR CITY: GRANESVILLE STATE: MD ZIP: 21638 BUSINESS PHONE: 4108275004 MAIL ADDRESS: STREET 1: BALDWIN LP STREET 2: 1206 OYSTER COVE DR CITY: GRANESVILLE STATE: MD ZIP: 21638 3 1 FORM 3 ------------------------- OMB APPROVAL ------------------------- OMB Number: 3235-0287 Expires:September 30, 1998 Estimated average burden hours per response..0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities and Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Response) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting 2. Date of 4. Issuer Name and Ticker Person* Event Re- or Trading Symbol quiring Waste Systems International, Inc. (WSII) Statement (Month/Day/Year) 7/2/99 - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS or 5. Relationship of Reporting Person(s) 6. If Amendment, Date of Social to Issuer Original (Month/Day/Year) Baldwin, L.P. Security (Check all applicable) Number of ___ Director X 10% Owner Reporting ___ Officer (give ___ Other (specify Person title below) below) (Voluntary) - ------------------------------------------------------------------------------------------------------------------------------------ (Street) 7. Individual or Joint/Group 1206 Oyster Cove Drive Filing (Check Applicable Line) x Form filed by One Reporting Person __ Form filed by More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Grasonville MD 21638 Table I - Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of 3. Ownership 4. Nature of Indirect (Instr. 4) Securities Form: Direct Beneficial Ownership (Instr. 5) Beneficially Owned (D) or Indirect (Instr. 4) (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ common stock, par value $.01 per share 142,106 D - ------------------------------------------------------------------------------------------------------------------------------------ __________ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 5(b)(v). SEC 1474 (7-96)
TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED ( E.G. PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Date Exercisable 3. Title and 4. Conversion or 5. Ownership Form of 6. Nature of Derivative and Expiration Date Amount of Exercise Price of Derivative Security Indirect Security (Inst. (month/day/year) Securities Derivative Security Direct (D) or Indirect Beneficial 4) Underlying (I) (Instr. 5) Ownership Derivative (Instr. 5) Security - ------------------------------------------------------------------------------------------------------------------------------------ Date Expiration Title Amount Exercisable Date or Number of Shares - ------------------------------------------------------------------------------------------------------------------------------------ (1) common 1,410,550 $1,763.19 D Series C stock Preferred Stock - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) The shareholders of the Issuer have not approved the conversion of the shares of Series C Preferred Stock into shares of Common Stock of the Issuer. Following shareholder approval, the 800 shares of Preferred Stock will automatically convert into 1,410,550 shares of Common Stock of the Issuer. ** Intentional misstatements or omissions of facts constitute /s/ Horace G. Baldwin Date: 7/12/99 Federal Criminal Violations. -------------------------------------- ------ SEE 18 U.s.C. 1001 and 15 U.S.C. 78ff(a) ** Signature or Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure.
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