-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6VXrRxXehhNEd0XUz4aYBAo1u9kM2VvtvqJ5D77GEb7FDCi4zo67OmcereP7hyb jiQFMpk7Hc6pWouHur0ybA== 0001132072-02-000338.txt : 20021023 0001132072-02-000338.hdr.sgml : 20021023 20021022182259 ACCESSION NUMBER: 0001132072-02-000338 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021021 FILED AS OF DATE: 20021023 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW FRONTIER MEDIA INC /CO/ CENTRAL INDEX KEY: 0000847383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION [7822] IRS NUMBER: 841084061 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23697 FILM NUMBER: 02795442 BUSINESS ADDRESS: STREET 1: 5435 AIRPORT BLVD STREET 2: SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034440632 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC ACQUISITIONS INC DATE OF NAME CHANGE: 19600201 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL SECURITIES HOLDING CORPORATION DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BABIN DARON CENTRAL INDEX KEY: 0001199655 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: NEW FRONTIER MEDIA INC STREET 2: 7007 WINCHESTER CIRCLE STE 200 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 8888750632 3 1 s15-3155_form3.txt FORM 3 ================================================================================ F O R M 3 ================================================================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Babin Daron - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o New Frontier Media, Inc. 7007 Winchester Circle Suite 200 - -------------------------------------------------------------------------------- (Street) Boulder, Colorado 80301 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 10/21/02 ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Issuer Name and Ticker of Trading Symbol New Frontier Media, Inc. - NOOF ================================================================================ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [ X ] Officer (give title below) [ ] Other (specify below) VP - Operations/IGI - ------------------------------- ================================================================================ 6. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 7. Individual or Joint/Group filing (Check Appropriate Line) [X] Form filed by One Reporting Person [ ] Form filed by More Than One Reporting Person ================================================================================
==================================================================================================================================== TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ==================================================================================================================================== 1. Title of Security (Instr. 4) 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr 5.) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 0 - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== * If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
==================================================================================================================================== TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) ==================================================================================================================================== 1. Title of Derivative Security 2. Date 3. Title and 4. Conversion 5. Ownership 6. Nature of (Instr. 4) Exercisable Amount of Or Exercise Form of Indirect and Securities Price of Derivative Beneficial Expiration Underlying Derivative Security: Ownership Date (Month/ Derivative Security Direct (Instr. 5) Day/Year) Security (D) or (Instr. 4) Indirect (I) (Instr. 5) ----------------- ----------------- ------------- --------------- ------------ Date Expira- Amount or Exer- tion Number cisable Date Title of Shares ------- ------- ----- --------- Stock Option (1) 10/31/11 Common Stock 110,000 $3.20 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: (1) The option becomes exercisable in six installments with the first installment on October 31, 2002 and the last installment on April 30,2005. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 785(a). Note. File three copies of this form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure.
/s/ Daron Babin 10/21/02 ----------------------------- ------------ Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----