-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P4PPSI5XgXGsP/ISiBgb5cgvHD3E3n970ZVF17J3KDXXlHVPM0HOl+UlmaOdGp5o j8qNTT4M4/0fJF+LFxC9cw== 0001132072-01-500174.txt : 20030314 0001132072-01-500174.hdr.sgml : 20030314 20010810154938 ACCESSION NUMBER: 0001132072-01-500174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010730 FILED AS OF DATE: 20010810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW FRONTIER MEDIA INC /CO/ CENTRAL INDEX KEY: 0000847383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION [7822] IRS NUMBER: 841084061 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23697 FILM NUMBER: 01704551 BUSINESS ADDRESS: STREET 1: 5435 AIRPORT BLVD STREET 2: SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034440632 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC ACQUISITIONS INC DATE OF NAME CHANGE: 19600201 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL SECURITIES HOLDING CORPORATION DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DUMAZ GREGORY CENTRAL INDEX KEY: 0001098893 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O NEW FRONTIER MEDIA INC STREET 2: 5435 AIRPORT BLVD #100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3037868700 MAIL ADDRESS: STREET 1: C/O NEW FRONTIER MEDIA INC STREET 2: 5435 AIRPORT BLVD #100 CITY: BOULDER STATE: CO ZIP: 80301 4 1 s11-2305d_form4.txt FORM 4
- ------- FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION - ------- Washington D.C. 20549 [ ] Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer Subject to Section 16. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940 - -------------------------------------------------------------------------------------------------------------------------------- |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to | | | | Issuer (Check all Applicable) | | Dumas Gregory | New Frontier Media, Inc. -- NOOF | | |----------------------------------------|---------------------------------------------| ___ Director ___ Owner | | (Last) (First) (MI) |3.IRS or Soc. Sec. No.|4.Statement for Month/| | | | of Reporting Person | Year | _X_ Officer (give ___ Other | | | (Voluntary) | | title below) (Specify below)| | 5435 Airport Blvd., Suite 100 | | 07/01 | | | | | | Vice President-Corporate Development | |----------------------------------------| |----------------------|---------------------------------------| | (Street) | |5.If Amendment,Date of|7.Individual or Joint/Group Filing | | | | Original (Month/Year)| (Check Applicable Line) | | | | | | | Boulder, CO 80301 | | | _X_ Form filed by One Reporting Person| | | | | | | | | | ___ Form filed by More than One | | | | | Reporting Person | |----------------------------------------|----------------------|----------------------|---------------------------------------| | (City) (State) (Zip) | | TABLE I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned | |------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security |2.Transac- |3.Trans. |4.Security Acquired (A) or |5.Amount of |6. |7.Nature of | | (Instr. 3) | tion Date | Code | Disposed of (D) | Securities |Ownership| Indirect | | | (Mon/Day/Yr)|(Instr. 8)| (Instr. 3, 4 & 5) | Beneficially |Form Dir.| Beneficial | | | | | | | | | Owned at End |(D) or | Ownership | | | | | | |(A) | | of Month |Ind. (I) | (Instr. 4) | | | |Code | V | Amount |(D) | Price | (Instr. 3&4) | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | Common Stock | 7/3/01 | P | | 40,000 | A | $1.6354 | 40,000 | D | | | | | |----------------------------|-------------|-----|----|---------------|----|---------|---------------|---------|---------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - --------------------------------------------------------------------------------------------------------------------------------
Reminder: Report a separate line for each class of securities owned directly or indirectly. * Shares were disposed to employees in accordance with Employee Phantom Stock Plan.
FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, covertible security) - - -------------------------------------------------------------------------------------------------------------------------------- |1.Title of|2.Conver-|3. |4.Tran- |5.Number of |6.Date |7.Title and Amount |8.Price of|9.Number |10. |11.Nature | |Derivative|sion or |Trans|saction | Derivative |Exercisable| or Underlying |Derivative| of |Own.| of | |Security |Exercise |Date |Code | Securities |and | Securities |Security |Derivative|Form| Indirect | |(Instr. 3)|Price of |(Mon/|(Instr.8)| Acquired (A) or|Expiration | (Instr. 3 & 4) |(Instr. 5)|Securities|of |Beneficial| | |Deriva- |Day/ | | Disposed of (D)|Date | | |Benefi- |Deri|Ownership | | |tive |Year)| | (Instr. 3, 4&5)|(Mon/Day/ | | |cially |Sec.|(Instr. 4)| | |Security | | | | Year) | | |Owned at |Dir.| | | | | | | |-----------|---------------------| |End of |(D) | | | | | | | | | | |Amount or | |Month |or | | | | | |---------|-----------------|Date |Exp. | Title |Number of | |(Instr. 4)|Ind.| | | | | |Code| V | (A) | (D) |Exbl.|Date | |Shares | | |(I) | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | Stock | $2.00 |12/5/| A | | 75,000 | |12/5 |12/5 | Common | 75,000 | 0 | 200,000 | D | | | Options | | 00 | | | | | /01| /10| | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |----------|---------|-----|----|----|--------|--------|-----|-----|----------|----------|----------|----------|----|----------|
Explanation of Responses: /s/ Gregory Dumas 8/8/01 ------------------------------- ---------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC1474(7-96) PAGE 2 -----END PRIVACY-ENHANCED MESSAGE-----