-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tcs3G4cNORW+lMXqyJ2G36Vt8j3F56wKLowStKfsak1xfiH48pHO3Xm14LjFtgSF fO96MTIwSxpcfP7dBtiKrg== 0000890163-00-000194.txt : 20000522 0000890163-00-000194.hdr.sgml : 20000522 ACCESSION NUMBER: 0000890163-00-000194 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000519 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW FRONTIER MEDIA INC /CO/ CENTRAL INDEX KEY: 0000847383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION [7822] IRS NUMBER: 841084061 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-23697 FILM NUMBER: 640614 BUSINESS ADDRESS: STREET 1: 5435 AIRPORT BLVD STREET 2: SUITE 100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034440632 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL SECURITIES HOLDING CORPORATION DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC ACQUISITIONS INC DATE OF NAME CHANGE: 19600201 COMPANY DATA: COMPANY CONFORMED NAME: DUMAZ GREGORY CENTRAL INDEX KEY: 0001098893 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O NEW FRONTIER MEDIA INC STREET 2: 5435 AIRPORT BLVD #100 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3037868700 MAIL ADDRESS: STREET 1: C/O NEW FRONTIER MEDIA INC STREET 2: 5435 AIRPORT BLVD #100 CITY: BOULDER STATE: CO ZIP: 80301 5 1 FORM 5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ ] Form 3 Holdings Reported [X] Form 4 Holdings Reported 1. Name and Address of Reporting Person Dumas Gregory (Last) (First) (Middle) 5435 Airport Blvd., Suite 100 (Street) Boulder Colorado 80301 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol New Frontier Media, Inc., -- NOOF 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year March 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) President -- Interactive Gallery, Inc. -------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature Security action action or Disposed of (D) Securities ship of In- (Instr. 3) Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. -------------------------- Owned at End Direct Bene- (Month/ 8) (A) of Issuer's (D) or ficial Day/ or Fiscal Year Indirect Owner- Year) Amount (D) Price (Instr. 3 (I) ship Code and 4) (Instr. 4) (Instr. 4) - ----------------- -------------- ---------- -------- --- ------- ------------------ ---------------- -------------
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Title of Conver- Trans- Transac- Number of Deriv- Date Exer- Title and Price Number Owner- Nature Deriva- sion or action tion Code ative Securities cisable and Amount of of of Deriv- ship of In- tive Exercise Date (Instr. Acquired (A) or Expiration Underlying Deriv- ative of direct Security Price of (Month/ 8) Disposed of (D) Date Securities ative Secur- Deriva- Bene- (Instr. Deriv- Day/ (Instr. 3, 4, (Month/Day/ (Instr. 3 Secur- ities tive ficial 3) ative Year) and 5) Year) and 4) ity Bene- Secu- Own- Security ------------------ --------------- --------------- (Instr. ficially ity: ership 5) Owned Direct (Instr. Amount at End (D) or 4) Date or of Indi- Exer- Expir- Number Year rect (I) cis- ation Title of (Instr. (Instr. Code (A) (D) able Date Shares 4) 4) - ---------- --------- --------- ---------- -------- -------- ------- ------- -------- ------ --------- --------- --------- -------- Warrant $5.50 10/27/99 A 25,000 10/27/02 10/27/03 Common 25,000 0 25,000 D Warrant $7.00 10/27/99 A 25,000 10/27/02 10/27/03 Common 25,000 0 25,000 D Warrant $10.00 10/27/99 A 25,000 10/27/02 10/27/03 Common 25,000 0 25,000 D
Explanation of Responses: See footnotes above. /s/ Gregory Dumas May 15, 2000 --------------------- ----------------- **Signature of Date Reporting Person **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----