-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZdpGpcYSQMoGIyMF9CiUh18pEUnLMIdO0IjZtM0k2fK9TYZjEBHFYY8RSGr1D2s 3FiPGCQnsuqfgUj0zpWKGQ== 0000938775-07-000082.txt : 20070814 0000938775-07-000082.hdr.sgml : 20070814 20070814161507 ACCESSION NUMBER: 0000938775-07-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070810 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JANUS CAPITAL GROUP INC CENTRAL INDEX KEY: 0001065865 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431804048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 DETROIT ST CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 3033333863 MAIL ADDRESS: STREET 1: 151 DETROIT ST CITY: DENVER STATE: CO ZIP: 80206 FORMER COMPANY: FORMER CONFORMED NAME: STILWELL FINANCIAL INC DATE OF NAME CHANGE: 19990806 FORMER COMPANY: FORMER CONFORMED NAME: FAM HOLDINGS INC DATE OF NAME CHANGE: 19980710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saddlepoint Partners GP, L.L.C. CENTRAL INDEX KEY: 0001339873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15253 FILM NUMBER: 071055371 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415.434.1111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blum Strategic GP III, L.L.C. CENTRAL INDEX KEY: 0001327007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15253 FILM NUMBER: 071055372 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET, SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415.434.1111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET, SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM STRATEGIC GP II LLC CENTRAL INDEX KEY: 0001233405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15253 FILM NUMBER: 071055373 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4154341111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARD C BLUM & ASSOCIATES INC CENTRAL INDEX KEY: 0000847243 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15253 FILM NUMBER: 071055374 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415-434-1111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER NAME: FORMER CONFORMED NAME: BLUM RICHARD C & ASSOCIATES INC DATE OF NAME CHANGE: 19931213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0000938775 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15253 FILM NUMBER: 071055375 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET # 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4154341111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER NAME: FORMER CONFORMED NAME: BLUM RICHARD C & ASSOCIATES L P DATE OF NAME CHANGE: 19970219 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-10 1 0001065865 JANUS CAPITAL GROUP INC JNS 0000938775 BLUM CAPITAL PARTNERS LP 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0000847243 RICHARD C BLUM & ASSOCIATES INC 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0001233405 BLUM STRATEGIC GP II LLC 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0001327007 Blum Strategic GP III, L.L.C. 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0001339873 Saddlepoint Partners GP, L.L.C. 909 MONTGOMERY STREET SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 Common Stock 2007-08-10 4 S 0 19400 26.90 D 362700 D Common Stock 2007-08-10 4 S 0 800 27.35 D 361900 D Common Stock 2007-08-10 4 S 0 30800 26.90 D 579877 D Common Stock 2007-08-10 4 S 0 1400 27.35 D 578477 D Common Stock 2007-08-10 4 S 0 35900 26.90 D 675100 D Common Stock 2007-08-10 4 S 0 1600 27.35 D 673500 D Common Stock 2007-08-10 4 S 0 18600 26.90 D 348400 D Common Stock 2007-08-10 4 S 0 800 27.35 D 347600 D Common Stock 2007-08-10 4 S 0 27000 26.90 D 507100 D Common Stock 2007-08-10 4 S 0 1200 27.35 D 505900 D Common Stock 2007-08-10 4 S 0 12100 26.90 D 226100 D Common Stock 2007-08-10 4 S 0 500 27.35 D 225600 D Common Stock 2007-08-10 4 S 0 18200 26.90 D 342722 D Common Stock 2007-08-10 4 S 0 800 27.35 D 341922 D Common Stock 2007-08-10 4 S 0 10000 26.90 D 187223 D Common Stock 2007-08-10 4 S 0 400 27.35 D 186823 D Common Stock 2007-08-10 4 S 0 363900 26.90 D 6834943 D Common Stock 2007-08-10 4 S 0 15900 27.35 D 6819043 D Common Stock 2007-08-10 4 S 0 7300 26.90 D 136257 D Common Stock 2007-08-10 4 S 0 300 27.35 D 135957 D Common Stock 2007-08-10 4 S 0 329900 26.90 D 6203800 D Common Stock 2007-08-10 4 S 0 14500 27.35 D 6189300 D Common Stock 2007-08-10 4 S 0 15000 26.90 D 281700 D Common Stock 2007-08-10 4 S 0 700 27.35 D 281000 D Common Stock 2007-08-10 4 S 0 9300 26.90 D 173900 I (14) Common Stock 2007-08-10 4 S 0 400 27.35 D 173500 I (14) Common Stock 2007-08-10 4 S 0 9300 26.90 D 173900 I (15) Common Stock 2007-08-10 4 S 0 400 27.35 D 173500 I (15) These shares are owned directly by BK Capital Partners IV, L.P. These shares are owned directly by Stinson Capital Partners, L.P. These shares are owned directly by Stinson Capital Partners II, L.P. These shares are owned directly by Stinson Capital Partners A, L.P. These shares are owned directly by Stinson Capital Partners D, L.P. These shares are owned directly by Stinson Capital Partners M, L.P. These shares are owned directly by Stinson Capital Partners (QP), L.P. These shares are owned directly by Stinson Dominion, L.P. These shares may be deemed to be owned indirectly by the following parties: (i) Blum Capital Partners, L.P. ("Blum LP"), the general partner of the limited partnerships described in Notes (1), (2), (3), (4), (5), (6), (7) and (8); and (ii) Richard C. Blum & Associates, Inc. ("RCBA Inc."), the general partner of Blum LP. Blum LP and RCBA Inc. disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These securities are owned directly by Blum Strategic Partners II, L.P ("Strategic II"). The securities also may be deemed to be owned indirectly by Blum Strategic GP II, L.L.C. ("Blum GP II"), the general partner of Strategic II. Blum GP II disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein. These securities are owned directly by Blum Strategic Partners II GMBH & Co. KG ("Strategic II KG"). The securities also may be deemed to be owned indirectly by Blum GP II, the managing limited partner of Strategic II KG. Blum GP II disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein. These shares are owned directly by Blum Strategic Partners III, L.P. ("Strategic III"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP III, L.P. ("Blum GP III LP"), the general partner of Strategic III, and (ii) Blum Strategic GP III, L.L.C. ("Blum GP III"), the general partner of Blum GP III LP. Both Blum GP III LP and Blum GP III disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares are owned directly by Saddlepoint Partners (Cayman), L.P. ("Saddlepoint"). The shares also may be deemed to be owned indirectly by (i) Saddlepoint Partners GP, L.L.C. ("Saddlepoint GP"), the general partner of Saddlepoint; (ii) Blum LP, the managing member of Saddlepoint GP; and (iii) RCBA Inc., the general partner of Blum LP. Saddlepoint GP, Blum LP and RCBA Inc. disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares are owned directly by The Nuclear Decommissioning Trust of Dominion Nuclear Connecticut, Inc. ("Dominion Connecticut"). Dominion Connecticut disclaims membership in a group with any of the Reporting Persons and therefore is not subject to Section 16. Blum LP, a registered investment advisor, has voting and investment discretion with respect to the shares owned by Dominion Connecticut, but no Reporting Person has a reportable pecuniary interest in any of the shares owned by Dominion Connecticut. These shares are owned directly by the Virginia Electric and Power Company Qualified Nuclear Decommissioning Trust ("Virginia Electric"). Virginia Electric disclaims membership in a group with any of the Reporting Persons and therefore is not subject to Section 16. Blum LP, a registered investment advisor, has voting and investment discretion with respect to the shares owned by Virginia Electric, but no Reporting Person has a reportable pecuniary interest in any of the shares owned by Virginia Electric. See Attached Signature Page 2007-08-14 EX-99 2 jnsjntfilerinfo4.htm JOINT FILER INFORMATION 
                                   Exhibit 99



                            Joint Filer Information



Designated Filer:           BLUM CAPITAL PARTNERS, L.P.

Statement for Month/Day/Year:     August 14, 2007

Issuer & Symbol:                  Janus Capital Group, Inc. (JNS)



Address of each Reporting Person for this Form 4:

909 Montgomery Street, Suite 400, San Francisco, CA  94133



Relationship to Issuer of each Reporting Person: 10% Owner



                                   Signatures



After reasonable inquiry and to the best of our knowledge

and belief, the undersigned certify that the information

set forth in this statement is true, complete and correct.



August 14, 2007



RICHARD C. BLUM & ASSOCIATES, INC.     BLUM CAPITAL PARTNERS, L.P.

                                       By:  Richard C. Blum & Associates, Inc.

                                            Its General Partner





By:  /s/ Gregory D. Hitchan            By:  /s/ Gregory D. Hitchan

     ------------------------------         ------------------------------

     Gregory D. Hitchan                     Gregory D. Hitchan

     Partner, Chief Operating Officer,      Partner, Chief Operating Officer,

     General Counsel and Secretary          General Counsel and Secretary







BLUM STRATEGIC GP II, L.L.C.          BLUM STRATEGIC GP III, L.L.C.







By: /s/ Gregory D. Hitchan              By:  /s/ Gregory D. Hitchan

    ---------------------------------      ---------------------------------

    Gregory D. Hitchan                     Gregory D. Hitchan

    Managing Member                        Managing Member







BLUM STRATEGIC GP III, L.P.           SADDLEPOINT PARTNERS GP, L.L.C.

By:  Blum Strategic GP III, L.L.C.    By:  Blum Capital Partners, L.P.

     Its General Partner                   its Managing Member

                                           By:  Richard C. Blum & Associates, Inc.,

                                           its General Partner





By: /s/ Gregory D. Hitchan              By:  /s/ Gregory D. Hitchan

    ---------------------------------      ---------------------------------

    Gregory D. Hitchan                     Gregory D. Hitchan

    Partner, Chief Operating Officer,

    General Counsel and Secretary
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