-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R+IRNmUk77WaN0hTmJmJgiOSq1KwbObSBEQ2l2cspR81TTnuLoCV1hkd04+DnfKM e4JP0JdHhMAvF4XGID/afg== 0000891836-97-000387.txt : 19970820 0000891836-97-000387.hdr.sgml : 19970820 ACCESSION NUMBER: 0000891836-97-000387 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970819 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INTERNATIONAL INC / CENTRAL INDEX KEY: 0000846919 STANDARD INDUSTRIAL CLASSIFICATION: DRAWING AND INSULATING NONFERROUS WIRE [3357] IRS NUMBER: 133496934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50997 FILM NUMBER: 97666403 BUSINESS ADDRESS: STREET 1: 1601 WALL ST CITY: FT WAYNE STATE: IN ZIP: 46802 BUSINESS PHONE: 2194614000 FORMER COMPANY: FORMER CONFORMED NAME: BCP/ESSEX HOLDINGS INC DATE OF NAME CHANGE: 19930826 FORMER COMPANY: FORMER CONFORMED NAME: MS ESSEX HOLDINGS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 SC 13D/A 1 SCHEDULE 13D (AMENDMENT #1) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Essex International Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock (par value $0.01 per share) - -------------------------------------------------------------------------------- (Title of Class of Securities) 297025108 -------------------------------------- (CUSIP Number) David J. Greenwald, Esq. Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 (212) 902-1000 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) August 14, 1997 ------------------------------------------------------- (Date of Event which requires Filing of this Statement) If a filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. - -------------------- CUSIP NO. 297025108 - -------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS AF;OO;WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [X] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 2,257,541 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 2,257,541 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,257,541 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON BD-PN-IA - -------------------------------------------------------------------------------- -2- - -------------------- CUSIP NO. 297025108 - -------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS AF;OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 2,257,541 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 2,257,541 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,257,541 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON HC-PN - -------------------------------------------------------------------------------- -3- - -------------------- CUSIP NO. 297025108 - -------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GS Advisors, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 2,107,621 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 2,107,621 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,107,621 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- -4- - -------------------- CUSIP NO. 297025108 - -------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GS Capital Partners, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 2,107,621 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 2,107,621 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,107,621 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- -5- - -------------------- CUSIP NO. 297025108 - -------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stone Street Fund 1992, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 28,396 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 28,396 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 28,396 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- -6- - -------------------- CUSIP NO. 297025108 - -------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bridge Street Fund 1992, L.P. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 17,110 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 17,110 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,110 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- -7- - -------------------- CUSIP NO. 297025108 - -------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Stone Street Performance Corp. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 0 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 45,506 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 0 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 45,506 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 45,506 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- -8- AMENDMENT NO. 1 TO SCHEDULE 13D RELATING TO THE COMMON STOCK OF ESSEX INTERNATIONAL INC. GS Capital Partners, L.P. ("GS Capital"), GS Advisors, L.P. ("GS Advisors"), Stone Street Fund 1992, L.P. ("Stone Street"), Bridge Street Fund 1992, L.P. ("Bridge Street" and together with GS Capital and Stone Street, the "Limited Partnerships"), Stone Street Performance Corp. ("Performance"), Goldman, Sachs & Co. ("GS") and The Goldman Sachs Group, L.P. ("GS Group", and together with GS, GS Advisors, Performance and the Limited Partnerships, the "Filing Persons")1 hereby amend the Statement on Schedule 13D (as amended, the "Schedule 13D") filed by the Filing Persons with respect to the Common Stock, par value $.01 per share (the "Common Stock"), of Essex International Inc., a Delaware corporation (the "Company"). Unless otherwise indicated, all capitalized terms used but not defined herein shall have the meanings ascribed to them in the Schedule 13D. The principal executive offices of the Company are located at 1601 Wall Street, Fort Wayne, Indiana 46802. Item 2 is hereby amended as follows: Item 2. Identity and Background. As of August 12, 1997, GS and GS Group may be deemed to beneficially own 2,153,127 shares of Common Stock through the Limited Partnerships. In addition, as of August 12, 1997, GS and GS Group may be deemed to beneficially own 104,414 shares of Common Stock held in client accounts with respect to which GS or employees of GS have voting or investment discretion, or both ("Managed Accounts"). GS and GS Group each disclaims beneficial ownership of shares of Common Stock (i) owned by the Limited Partnerships to the extent of partnership interests in the Limited Partnerships held by persons other than GS Group or its affiliates and (ii) held in Managed Accounts. The name, business address, present principal occupation or employment and citizenship of each director and each executive officer of Performance are set forth on Schedule II-B hereto and are incorporated herein by reference. Item 3 is hereby amended as follows: - -------- 1 Neither the present filing nor anything contained herein shall be construed as an admission that any Filing Person constitutes a "person" for any purposes other than Section 13(d) of the Securities Exchange Act of 1934. -9- Item 3. Source and Amount of Funds or Other Consideration See Schedule IV hereto for transactions in the Common Stock which have been effected during the period from June 13, 1997 through August 12, 1997, all of which were effected in the ordinary course of business of GS. The total consideration (exclusive of commissions) for shares of Common Stock purchased during this period was approximately $5,263,793.10. Funds for the purchase of shares of Common Stock held in Managed Accounts came from client funds. Funds for the purchase of shares of Common Stock in ordinary course trading activity came from the working capital of GS. Item 4 is hereby amended as follows: Item 4. Purpose of the Transaction. In connection with the registration statement (the "Registration Statement") on Form S-1 under the Securities Act of 1933, as amended, filed by the Company with the Securities and Exchange Commission on August 14, 1997 with respect to a contemplated offering (the "Offering") by certain stockholders of the Company of up to 4,800,989 shares of Common Stock, the Limited Partnerships consented to the inclusion of their names in the Registration Statement in connection with the potential sale by them of up to 2,153,127 shares of Common Stock pursuant to the contemplated Offering. GS has waived, solely in connection with the potential sale of such shares pursuant to the contemplated Offering, the prohibition against sales and dispositions of the 2,153,127 shares of Common Stock held by the Limited Partnerships contained in the Underwriting Agreements. It is currently expected that the Underwriters of the IPO, including GS, would act as underwriters with respect to the contemplated Offering. Item 5 is hereby amended as follows: Item 5. Interest in Securities of the Issuer. (a) As of August 12, 1997, GS Capital beneficially owned, and GS Advisors may be deemed to beneficially own, an aggregate of 2,107,621 shares of Common Stock, representing approximately 7.3% of the shares of Common Stock reported to be outstanding as of June 30, 1997 (as reported in the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 1997 (the "Company's 10-Q")). As of August 12, 1997, Stone Street beneficially owned an aggregate of 28,396 shares of Common Stock representing approximately 0.1% of the shares of Common Stock reported to be outstanding as of June 30, 1997 (as reported in the Company's 10-Q). As of August 12, 1997, Bridge Street beneficially owned an aggregate of 17,110 shares of Common Stock, representing approximately 0.1% of the shares of -10- Common Stock reported to be outstanding as of June 30, 1997 (as reported in the Company's 10-Q). As of August 12, 1997, Performance may be deemed to beneficially own an aggregate of 45,506 shares of Common Stock, which are beneficially owned by Stone Street and Bridge Street as described above, representing approximately 0.2% of the shares of Common Stock reported to be outstanding as of June 30, 1997 (as reported in the Company's 10-Q). As of August 12, 1997, GS and GS Group may be deemed to beneficially own an aggregate of 2,257,541 shares of Common Stock, including (i) the 2,153,127 shares of Common Stock beneficially owned by the Limited Partnerships described above and (ii) the 104,414 shares of Common Stock held in Managed Accounts, representing in the aggregate approximately 7.8% of the Common Stock reported to be outstanding as of June 30, 1997 (as reported in the Company's 10-Q). GS Group and GS disclaim beneficial ownership of (i) the shares of Common Stock beneficially owned by the Limited Partnerships to the extent of partnership interests in the Limited Partnerships held by persons other than GS Group or its affiliates and (ii) the shares of Common Stock held in Managed Accounts. None of the Filing Persons or, to the knowledge of the Filing Persons, any of the persons listed on Schedules I, II-A or II-B hereto beneficially owns any shares of Common Stock as of August 12, 1997 other than as set forth herein. (c) Except as set forth in Schedule IV, no transactions in the Common Stock were effected by the Filing Persons or, to their knowledge, any of the persons listed on Schedules I, II-A or II-B hereto, during the 60-day period from June 13, 1997 through August 12, 1997. Schedule IV sets forth transactions in the Common Stock which have been effected by GS during the period from June 13, 1997 through August 12, 1997. The purchases by GS set forth on Schedule IV were made in the ordinary course of business. All of these transactions were effected in either the over-the-counter market, the New York Stock Exchange or the Midwest Stock Exchange. The total consideration (exclusive of commissions) for shares of Common Stock purchased during this period was approximately $5,263,793.10. -11- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 1 is true, complete and correct. Dated: August 19, 1997 GOLDMAN, SACHS & CO. By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: Managing Director THE GOLDMAN SACHS GROUP, L.P. By: The Goldman Sachs Corporation, its general partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: Executive Vice President GS ADVISORS, L.P. By: GS Advisors, Inc., its general partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: President GS CAPITAL PARTNERS, L.P. By: GS Advisors, L.P., its general partner By: GS Advisors, Inc., its general partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: President STONE STREET FUND 1992, L.P. By: Stone Street Performance Corp., its general partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman -12- Title: Vice President BRIDGE STREET FUND 1992, L.P. By: Stone Street Performance Corp., its managing general partner By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: Vice President STONE STREET PERFORMANCE CORP. By: /s/ Richard A. Friedman -------------------------------- Name: Richard A. Friedman Title: Vice President -13- SCHEDULE II-B The name, position and present principal occupation of each director and executive officer of Stone Street Performance Corp., the sole general partner of Stone Street Fund 1992, L.P. and the sole managing general partner of Bridge Street Fund 1992, L.P., are set forth below. The business address for each of the executive officers and directors listed below is 85 Broad Street, New York, New York 10004. All executive officers and directors listed below are United States citizens.
Name Position Present Principal Occupation - ---------------------------------- -------------------------------- ------------------------------------------ Richard A. Friedman Director/Vice President Managing Director of Goldman, Sachs & Co. Avi M. Nash Director/Vice President Managing Director of Goldman, Sachs & Co. Jeffrey B. Goldenberg Director/Vice President Managing Director of Goldman, Sachs & Co. William J. McMahon Director/Vice President Vice President of Goldman, Sachs & Co. Dinakar Singh Director/Vice President Vice President of Goldman, Sachs & Co. Jonathan L. Kolatch Director/Vice President Managing Director of Goldman, Sachs & Co. Sanjeev K. Mehra Director/Vice President Managing Director of Goldman, Sachs & Co. Eric M. Mindich Director/Vice President/ Managing Director of Goldman, Treasurer Sachs & Co. Peter G. Sachs Director/Vice President Limited Partner of The Goldman Sachs Group, L.P. Glenn R. Fuhrman Director/Vice President Vice President of Goldman, Sachs & Co. Peter M. Sacerdote Director/Chairman/C.E.O./ Limited Partner of The Goldman President Sachs Group, L.P. David J. Greenwald Vice President Vice President of Goldman, Sachs & Co. Carla H. Skodinski Vice President/Secretary Vice President of Goldman, Sachs & Co. Esta E. Stecher Vice President Managing Director of Goldman, Sachs & Co. Richard A. Yacenda Vice President Vice President of Goldman, Sachs & Co. C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
-14-
SCHEDULE IV Essex International Inc. Cusip No. 297025108 PURCHASED SOLD PRICE TRADE DATE SETTLEMENT DATE - --------- ------ ------- ---------- --------------- 10,000 26.375 16-Jun-97 19-Jun-97 2,000 26.375 17-Jun-97 20-Jun-97 8,000 26 17-Jun-97 20-Jun-97 6,900 27.375 3-Jul-97 9-Jul-97 2,300 27.3125 3-Jul-97 9-Jul-97 4,600 27.125 3-Jul-97 9-Jul-97 35,000 27.5 24-Jul-97 29-Jul-97 10,000 27.5 24-Jul-97 29-Jul-97 12,500 31.25 25-Jul-97 30-Jul-97 2,000 31.25 25-Jul-97 30-Jul-97 5,000 31 25-Jul-97 30-Jul-97 5,500 31 25-Jul-97 30-Jul-97 4,900 34.75 28-Jul-97 31-Jul-97 4,900 34.5 28-Jul-97 31-Jul-97 2,800 28 30-Jun-97 3-Jul-97 2,800 27.875 30-Jun-97 3-Jul-97 10,000 27.5 24-Jul-97 29-Jul-97 10,000 27.25 24-Jul-97 29-Jul-97 1,000 27.25 26-Jun-97 1-Jul-97 1,000 27.25 17-Jul-97 22-Jul-97 2,000 27.25 17-Jul-97 22-Jul-97 917 27.25 26-Jun-97 1-Jul-97 459 27.25 26-Jun-97 1-Jul-97 459 27.25 26-Jun-97 1-Jul-97 363 34.5 4-Aug-97 7-Aug-97 459 27.25 26-Jun-97 1-Jul-97 363 34.5 4-Aug-97 7-Aug-97 144 34.5 4-Aug-97 7-Aug-97 2,000 27.25 24-Jul-97 29-Jul-97 2,000 33.75 30-Jul-97 4-Aug-97 1,000 27.25 24-Jul-97 29-Jul-97 1,000 33.75 30-Jul-97 4-Aug-97 1,000 27.25 24-Jul-97 29-Jul-97 1,000 33.75 30-Jul-97 4-Aug-97 1,000 27.25 24-Jul-97 29-Jul-97 1,000 33.75 30-Jul-97 4-Aug-97 1,000 27.25 24-Jul-97 29-Jul-97 1,000 33.75 30-Jul-97 4-Aug-97 2,000 27.25 24-Jul-97 29-Jul-97 2,000 33.75 30-Jul-97 4-Aug-97 2,000 27.25 24-Jul-97 29-Jul-97 2,000 34.031 30-Jul-97 4-Aug-97 300 34.923 4-Aug-97 7-Aug-97 400 34.923 4-Aug-97 7-Aug-97 1,000 33 28-Jul-97 31-Jul-97 400 34.923 4-Aug-97 7-Aug-97 1,000 27.25 9-Jul-97 14-Jul-97 2,000 33 28-Jul-97 31-Jul-97 1,500 34.923 4-Aug-97 7-Aug-97
Page 1
SCHEDULE IV Essex International Inc. Cusip No. 297025108 PURCHASED SOLD PRICE TRADE DATE SETTLEMENT DATE - --------- ------ ------- ---------- --------------- 1,500 34.923 4-Aug-97 7-Aug-97 700 34.923 4-Aug-97 7-Aug-97 400 34.923 4-Aug-97 7-Aug-97 2,300 32.375 28-Jul-97 31-Jul-97 700 32.25 28-Jul-97 31-Jul-97 1,500 33 28-Jul-97 31-Jul-97 1,000 33.25 1-Aug-97 6-Aug-97 1,700 34 28-Jul-97 31-Jul-97 1,000 33 28-Jul-97 31-Jul-97 2,000 26.921 15-Jul-97 18-Jul-97 800 32.875 1-Aug-97 6-Aug-97 1,400 27.818 14-Jul-97 17-Jul-97 1,400 27.006 15-Jul-97 18-Jul-97 1,000 27.818 14-Jul-97 17-Jul-97 800 27.006 15-Jul-97 18-Jul-97 2,200 27.818 14-Jul-97 17-Jul-97 2,600 27.006 15-Jul-97 18-Jul-97 700 27.818 14-Jul-97 17-Jul-97 700 27.006 15-Jul-97 18-Jul-97 1,800 27.818 14-Jul-97 17-Jul-97 1,800 27.006 15-Jul-97 18-Jul-97 1,900 27.818 14-Jul-97 17-Jul-97 2,000 27.006 15-Jul-97 18-Jul-97 800 27.818 14-Jul-97 17-Jul-97 700 27.006 15-Jul-97 18-Jul-97 900 27.818 14-Jul-97 17-Jul-97 1,000 27.006 15-Jul-97 18-Jul-97 200 27.818 14-Jul-97 17-Jul-97 500 27.006 15-Jul-97 18-Jul-97 500 27.818 14-Jul-97 17-Jul-97 600 27.006 15-Jul-97 18-Jul-97 700 27.818 14-Jul-97 17-Jul-97 800 27.006 15-Jul-97 18-Jul-97 1,000 26.5 23-Jun-97 26-Jun-97 1,000 25.875 22-Jul-97 25-Jul-97 1,000 33.75 28-Jul-97 31-Jul-97 2,400 33.875 28-Jul-97 31-Jul-97 1,400 34 28-Jul-97 31-Jul-97 1,000 34.875 28-Jul-97 31-Jul-97 3,000 35 28-Jul-97 31-Jul-97 900 34.75 28-Jul-97 31-Jul-97 5,300 35 28-Jul-97 31-Jul-97 1,800 36.25 5-Aug-97 8-Aug-97 3,200 36.25 5-Aug-97 8-Aug-97 1,000 35.75 5-Aug-97 8-Aug-97 9,000 35.875 5-Aug-97 8-Aug-97 1,500 35.992 5-Aug-97 8-Aug-97 3,500 34.62 28-Jul-97 31-Jul-97 3,000 35.992 5-Aug-97 8-Aug-97
Page 2
SCHEDULE IV Essex International Inc. Cusip No. 297025108 PURCHASED SOLD PRICE TRADE DATE SETTLEMENT DATE - --------- ------ ------- ---------- --------------- 2,000 35.992 5-Aug-97 8-Aug-97 3,000 35.992 5-Aug-97 8-Aug-97 1,000 34.62 28-Jul-97 31-Jul-97 2,000 35.992 5-Aug-97 8-Aug-97 1,000 34.62 28-Jul-97 31-Jul-97 2,000 35.992 5-Aug-97 8-Aug-97 1,000 34.62 28-Jul-97 31-Jul-97 300 33.75 30-Jul-97 4-Aug-97 1,800 35.125 29-Jul-97 1-Aug-97 1,500 34.62 28-Jul-97 31-Jul-97 1,000 34.62 28-Jul-97 31-Jul-97 1,000 34.62 28-Jul-97 31-Jul-97 2,000 34.62 28-Jul-97 31-Jul-97 1,000 34.62 28-Jul-97 31-Jul-97 2,000 34.62 28-Jul-97 31-Jul-97 5,000 27.25 24-Jul-97 29-Jul-97 2,000 27.375 25-Jun-97 30-Jun-97 1,800 27.375 9-Jul-97 14-Jul-97 1,200 27.25 10-Jul-97 15-Jul-97 1,800 27.125 10-Jul-97 15-Jul-97 1,200 27.25 10-Jul-97 15-Jul-97 400 27.4375 8-Jul-97 11-Jul-97 3,500 27.375 8-Jul-97 11-Jul-97 100 27.3125 8-Jul-97 11-Jul-97 2,000 26.435 23-Jun-97 26-Jun-97 5,000 26.435 23-Jun-97 26-Jun-97
Page 3 -----END PRIVACY-ENHANCED MESSAGE-----