0001472375-18-000026.txt : 20180326 0001472375-18-000026.hdr.sgml : 20180326 20180326131502 ACCESSION NUMBER: 0001472375-18-000026 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180326 DATE AS OF CHANGE: 20180326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY BETTYE J CENTRAL INDEX KEY: 0001671745 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 18712289 MAIL ADDRESS: STREET 1: C/O DAY PITNEY LLP STREET 2: 24 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2017-12-31 0 0 0 0000846913 FUEL TECH, INC. FTEK 0001671745 BAILEY BETTYE J 9 GREENWICH OFFICE PARK GREENWICH CT 06831 0 0 1 0 Common Stock 2017-08-27 5 W 0 32028 0 A 2961384 D Common Stock 2017-10-12 5 W 0 1367589 0 A 4328973 D Transfer by inheritance of 32,028 shares from a marital trust that were formerly owned by the Estate of Ralph E. Bailey, the deceased husband of Mrs. Bailey. Transfer by inheritance of 1,367,509 shares from the Estate of Ralph E. Bailey. Excludes 245,000 shares owned by a family trust in which Mrs. Bailey has no beneficial ownership interest. Douglas G. Bailey, by Power of Attorney 2018-03-26