0001437749-24-006417.txt : 20240304 0001437749-24-006417.hdr.sgml : 20240304 20240304160235 ACCESSION NUMBER: 0001437749-24-006417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummings William E JR CENTRAL INDEX KEY: 0001358637 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 24714931 MAIL ADDRESS: STREET 1: C/O FUEL TECH STREET 2: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] ORGANIZATION NAME: 06 Technology IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454431 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 4 1 rdgdoc.xml FORM 4 X0508 4 2024-02-29 0000846913 FUEL TECH, INC. FTEK 0001358637 Cummings William E JR 27601 BELLA VISTA PARKWAY WARRENVILLE IL 60190 1 Senior Vice President, Sales 0 Restricted Stock Units 2024-02-29 4 A 0 9400 0 A Common Stock 9400 9400 D Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock. The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest on the one year anniversary after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date. /s/ William E Cummings Jr. 2024-03-04