0001214659-17-002184.txt : 20170328 0001214659-17-002184.hdr.sgml : 20170328 20170328145644 ACCESSION NUMBER: 0001214659-17-002184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170327 FILED AS OF DATE: 20170328 DATE AS OF CHANGE: 20170328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY BETTYE J CENTRAL INDEX KEY: 0001671745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 17718621 MAIL ADDRESS: STREET 1: C/O DAY PITNEY LLP STREET 2: 24 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 marketforms-38458.xml PRIMARY DOCUMENT X0306 4 2017-03-27 0000846913 FUEL TECH, INC. FTEK 0001671745 BAILEY BETTYE J 24 FIELD POINT ROAD GREENWICH CT 06830 false false true false Common Stock 2017-03-27 5 G false E 647134 0 A 2929356 D Transfer in satisfaction of the annuity obligation pursuant to the terms of the Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 (the "GRAT"). As a result of this transfer, the GRAT no longer owns any shares of the issuer. Includes 10,000 shares previously owned jointly with her spouse, Mr. Bailey. Mr. Bailey is deceased and the shares are now owned solely by Mrs. Bailey. Mrs. Bailey previously reported indirect beneficial ownership of 1,399,617 shares that were owned by Mr. Bailey and 245,000 shares that were owned by a family trust over which Mr. Bailey held power of substitution. Mr. Bailey is deceased and the shares are now owned by his estate and the family trust, respectively. Mrs. Bailey currently has no beneficial ownership interest in these shares and therefore the shares have been removed from Mrs. Bailey's Form 4. /s/ Ellen S. Knarr, as attorney-in-fact 2017-03-27