0001214659-17-002184.txt : 20170328
0001214659-17-002184.hdr.sgml : 20170328
20170328145644
ACCESSION NUMBER: 0001214659-17-002184
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170327
FILED AS OF DATE: 20170328
DATE AS OF CHANGE: 20170328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUEL TECH, INC.
CENTRAL INDEX KEY: 0000846913
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 205657551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
BUSINESS PHONE: 6308454433
MAIL ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
FORMER COMPANY:
FORMER CONFORMED NAME: FUEL TECH N V
DATE OF NAME CHANGE: 19930510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY BETTYE J
CENTRAL INDEX KEY: 0001671745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33059
FILM NUMBER: 17718621
MAIL ADDRESS:
STREET 1: C/O DAY PITNEY LLP
STREET 2: 24 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
marketforms-38458.xml
PRIMARY DOCUMENT
X0306
4
2017-03-27
0000846913
FUEL TECH, INC.
FTEK
0001671745
BAILEY BETTYE J
24 FIELD POINT ROAD
GREENWICH
CT
06830
false
false
true
false
Common Stock
2017-03-27
5
G
false
E
647134
0
A
2929356
D
Transfer in satisfaction of the annuity obligation pursuant to the terms of the Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 (the "GRAT"). As a result of this transfer, the GRAT no longer owns any shares of the issuer.
Includes 10,000 shares previously owned jointly with her spouse, Mr. Bailey. Mr. Bailey is deceased and the shares are now owned solely by Mrs. Bailey.
Mrs. Bailey previously reported indirect beneficial ownership of 1,399,617 shares that were owned by Mr. Bailey and 245,000 shares that were owned by a family trust over which Mr. Bailey held power of substitution. Mr. Bailey is deceased and the shares are now owned by his estate and the family trust, respectively. Mrs. Bailey currently has no beneficial ownership interest in these shares and therefore the shares have been removed from Mrs. Bailey's Form 4.
/s/ Ellen S. Knarr, as attorney-in-fact
2017-03-27