0001214659-16-010821.txt : 20160411 0001214659-16-010821.hdr.sgml : 20160411 20160411163021 ACCESSION NUMBER: 0001214659-16-010821 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY BETTYE J CENTRAL INDEX KEY: 0001671745 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 161565397 MAIL ADDRESS: STREET 1: C/O DAY PITNEY LLP STREET 2: 24 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 3 1 baileyform3.xml OWNERSHIP DOCUMENT X0206 3 2016-03-31 0 0000846913 FUEL TECH, INC. FTEK 0001671745 BAILEY BETTYE J 24 FIELD POINT ROAD GREENWICH CT 06830 0 0 1 0 Common Stock 2272222 D Common Stock 1399617 I Owned by Spouse Common Stock 10000 I Owned jointly with Spouse Common Stock 245000 I Family Trust Mrs. Bailey's spouse has power of substitution over property in this trust, but neither Mrs. Bailey nor her spouse are beneficiaries of the trust and Mrs. Bailey disclaims beneficial ownership of such shares. This report should not be deemed admission that the reporting person is beneficial owner of the shares in this trust for purposes of Section 16 or for any other purposes. /s/ Ellen S. Knarr, attorney-in-fact 2016-04-11 EX-24 2 ex24.htm POWER OF ATTORNEY Unassociated Document
Exhibit 24
 
POWER OF ATTORNEY

KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints each of Jennifer M. Pagnillo, Ellen S. Knarr and Scott Warren Goodman, signing singly, the undersigned’s true and lawful attorney-in-fact to: (i) execute for and on behalf of the undersigned, in the undersigned’s capacity as a 10% owner of Fuel Tech, Inc., a Delaware corporation (the “Company”), a Form ID and Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (ii) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form ID or Form 3, 4, or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (iii) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.
 
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.
 
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 7th day of April, 2016.
 
 
 
 
Bettye J. Bailey
 
/s/ Bettye J. Bailey