0001214659-16-010762.txt : 20160406
0001214659-16-010762.hdr.sgml : 20160406
20160406163921
ACCESSION NUMBER: 0001214659-16-010762
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160406
DATE AS OF CHANGE: 20160406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUEL TECH, INC.
CENTRAL INDEX KEY: 0000846913
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 205657551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
BUSINESS PHONE: 6308454433
MAIL ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
FORMER COMPANY:
FORMER CONFORMED NAME: FUEL TECH N V
DATE OF NAME CHANGE: 19930510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015
CENTRAL INDEX KEY: 0001671440
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33059
FILM NUMBER: 161557890
BUSINESS ADDRESS:
STREET 1: C/O DAY PITNEY, 24 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 862-7800
MAIL ADDRESS:
STREET 1: C/O DAY PITNEY, 24 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
baileyform4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-03-31
1
0000846913
FUEL TECH, INC.
FTEK
0001671440
Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015
24 FIELD POINT ROAD
GREENWICH
CT
06830
0
0
1
0
Common Stock
2016-03-31
5
G
0
E
2272222
0
D
647134
D
Transfer in satisfaction of the annuity obligation pursuant to the terms of the Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 (the "GRAT"). As a result of this transfer, the GRAT is no longer a 10% owner of the issuer.
/s/ Ellen S. Knarr, as attorney-in-fact
2016-04-06