0001214659-16-010762.txt : 20160406 0001214659-16-010762.hdr.sgml : 20160406 20160406163921 ACCESSION NUMBER: 0001214659-16-010762 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 CENTRAL INDEX KEY: 0001671440 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 161557890 BUSINESS ADDRESS: STREET 1: C/O DAY PITNEY, 24 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 862-7800 MAIL ADDRESS: STREET 1: C/O DAY PITNEY, 24 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 baileyform4.xml OWNERSHIP DOCUMENT X0306 4 2016-03-31 1 0000846913 FUEL TECH, INC. FTEK 0001671440 Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 24 FIELD POINT ROAD GREENWICH CT 06830 0 0 1 0 Common Stock 2016-03-31 5 G 0 E 2272222 0 D 647134 D Transfer in satisfaction of the annuity obligation pursuant to the terms of the Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 (the "GRAT"). As a result of this transfer, the GRAT is no longer a 10% owner of the issuer. /s/ Ellen S. Knarr, as attorney-in-fact 2016-04-06