0001214659-16-010759.txt : 20160406 0001214659-16-010759.hdr.sgml : 20160406 20160406163827 ACCESSION NUMBER: 0001214659-16-010759 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150327 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 CENTRAL INDEX KEY: 0001671440 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 161557874 BUSINESS ADDRESS: STREET 1: C/O DAY PITNEY, 24 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 862-7800 MAIL ADDRESS: STREET 1: C/O DAY PITNEY, 24 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 3 1 baileyform3.xml OWNERSHIP DOCUMENT X0206 3 2015-03-27 0 0000846913 FUEL TECH, INC. FTEK 0001671440 Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 24 FIELD POINT ROAD GREENWICH CT 06830 0 0 1 0 Common Stock 2919356 D The Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 (the "GRAT") became a reporting person following the transfer, for no consideration, of more than 10% of the outstanding shares of the issuer to the GRAT by Bettye J. Bailey. /s/ Ellen S. Knarr, attorney-in-fact 2016-04-06