0001209191-21-014758.txt : 20210226
0001209191-21-014758.hdr.sgml : 20210226
20210226162834
ACCESSION NUMBER: 0001209191-21-014758
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20210226
DATE AS OF CHANGE: 20210226
EFFECTIVENESS DATE: 20210226
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUEL TECH, INC.
CENTRAL INDEX KEY: 0000846913
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 205657551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-390706
FILM NUMBER: 21689444
BUSINESS ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
BUSINESS PHONE: 6308454431
MAIL ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
FORMER COMPANY:
FORMER CONFORMED NAME: FUEL TECH N V
DATE OF NAME CHANGE: 19930510
D
1
primary_doc.xml
X0708
D
LIVE
0000846913
FUEL TECH, INC.
27601 Bella Vista Parkway
Warrenville
IL
ILLINOIS
60555
(630) 845-4500
DELAWARE
None
FUEL TECH N V
Corporation
true
Vincent
Arnone
c/o Fuel Tech, Inc.
27601 Bella Vista Parkway
Warrenville
IL
ILLINOIS
60555
Executive Officer
Director
Ellen
Albrecht
c/o Fuel Tech, Inc.
27601 Bella Vista Parkway
Warrenville
IL
ILLINOIS
60555
Executive Officer
Douglas
Bailey
c/o Fuel Tech, Inc.
27601 Bella Vista Parkway
Warrenville
IL
ILLINOIS
60555
Director
Sharon
Jones
c/o Fuel Tech, Inc.
27601 Bella Vista Parkway
Warrenville
IL
ILLINOIS
60555
Director
James
Markowsky
c/o Fuel Tech, Inc.
27601 Bella Vista Parkway
Warrenville
IL
ILLINOIS
60555
Director
Thomas
Shaw, Jr.
c/o Fuel Tech, Inc.
27601 Bella Vista Parkway
Warrenville
IL
ILLINOIS
60555
Director
Dennis
Zeitler
c/o Fuel Tech, Inc.
27601 Bella Vista Parkway
Warrenville
IL
ILLINOIS
60555
Director
Other Energy
$5,000,001 - $25,000,000
- 06b
false
2021-02-11
false
true
true
true
false
0
H.C. Wainwright & Co., LLC
375
None
None
430 Park Avenue
New York
NY
NEW YORK
10002
CA
CALIFORNIA
FL
FLORIDA
IL
ILLINOIS
NJ
NEW JERSEY
NY
NEW YORK
TX
TEXAS
true
40821094
25812500
15008594
The offering amount includes proceeds receivable by the Issuer upon the exercise of warrants to purchase the Issuer's common stock (assuming no cashless exercise).
false
15
1677812
0
H.C. Wainwright & Co., the placement agent for the private placement, received $1,677,812 for fees and warrants to purchase up to 350,000 shares of common stock at an exercise price of $6.453125 per share.
0
false
FUEL TECH, INC.
/s/ Vincent J. Arnone
Vincent J. Arnone
Chief Executive Officer
2021-02-26