0001209191-21-014758.txt : 20210226 0001209191-21-014758.hdr.sgml : 20210226 20210226162834 ACCESSION NUMBER: 0001209191-21-014758 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210226 DATE AS OF CHANGE: 20210226 EFFECTIVENESS DATE: 20210226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-390706 FILM NUMBER: 21689444 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454431 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 D 1 primary_doc.xml X0708 D LIVE 0000846913 FUEL TECH, INC. 27601 Bella Vista Parkway Warrenville IL ILLINOIS 60555 (630) 845-4500 DELAWARE None FUEL TECH N V Corporation true Vincent Arnone c/o Fuel Tech, Inc. 27601 Bella Vista Parkway Warrenville IL ILLINOIS 60555 Executive Officer Director Ellen Albrecht c/o Fuel Tech, Inc. 27601 Bella Vista Parkway Warrenville IL ILLINOIS 60555 Executive Officer Douglas Bailey c/o Fuel Tech, Inc. 27601 Bella Vista Parkway Warrenville IL ILLINOIS 60555 Director Sharon Jones c/o Fuel Tech, Inc. 27601 Bella Vista Parkway Warrenville IL ILLINOIS 60555 Director James Markowsky c/o Fuel Tech, Inc. 27601 Bella Vista Parkway Warrenville IL ILLINOIS 60555 Director Thomas Shaw, Jr. c/o Fuel Tech, Inc. 27601 Bella Vista Parkway Warrenville IL ILLINOIS 60555 Director Dennis Zeitler c/o Fuel Tech, Inc. 27601 Bella Vista Parkway Warrenville IL ILLINOIS 60555 Director Other Energy $5,000,001 - $25,000,000 06b false 2021-02-11 false true true true false 0 H.C. Wainwright & Co., LLC 375 None None 430 Park Avenue New York NY NEW YORK 10002 CA CALIFORNIA FL FLORIDA IL ILLINOIS NJ NEW JERSEY NY NEW YORK TX TEXAS true 40821094 25812500 15008594 The offering amount includes proceeds receivable by the Issuer upon the exercise of warrants to purchase the Issuer's common stock (assuming no cashless exercise). false 15 1677812 0 H.C. Wainwright & Co., the placement agent for the private placement, received $1,677,812 for fees and warrants to purchase up to 350,000 shares of common stock at an exercise price of $6.453125 per share. 0 false FUEL TECH, INC. /s/ Vincent J. Arnone Vincent J. Arnone Chief Executive Officer 2021-02-26