0001209191-14-064306.txt : 20141022
0001209191-14-064306.hdr.sgml : 20141022
20141022161915
ACCESSION NUMBER: 0001209191-14-064306
CONFORMED SUBMISSION TYPE: 5/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20141022
DATE AS OF CHANGE: 20141022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUEL TECH, INC.
CENTRAL INDEX KEY: 0000846913
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 205657551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
BUSINESS PHONE: 6308454433
MAIL ADDRESS:
STREET 1: 27601 BELLA VISTA PARKWAY
CITY: WARRENVILLE
STATE: IL
ZIP: 60555
FORMER COMPANY:
FORMER CONFORMED NAME: FUEL TECH N V
DATE OF NAME CHANGE: 19930510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY DOUGLAS G
CENTRAL INDEX KEY: 0001246268
FILING VALUES:
FORM TYPE: 5/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33059
FILM NUMBER: 141167947
5/A
1
doc5a.xml
FORM 5/A SUBMISSION
X0306
5/A
2012-12-31
2013-02-13
0
0
0
0000846913
FUEL TECH, INC.
FTEK
0001246268
BAILEY DOUGLAS G
120 LONG RIDGE ROAD
STAMFORD
CT
06902
1
1
0
0
President, CEO & Chairman
Common Stock
1515258
D
Common Stock
2012-12-24
5
G
0
245000
0.00
A
245000
I
Family Trust
Common Stock
2012-12-26
5
G
0
15000
0.00
A
15000
I
Daughter
On December 24, 2012 a parent of the reporting person transferred 245,000 shares to a family trust. The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust for purposes of Section 16 or for any other purpose.
On December 26, 2012 a trust for the benefit of the reporting person's daughter distributed these shares to her. A reportable interest in these shares had previously been reported incorrectly.
Douglas G Bailey
2014-10-22