0001209191-14-051295.txt : 20140811 0001209191-14-051295.hdr.sgml : 20140811 20140808091349 ACCESSION NUMBER: 0001209191-14-051295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140530 FILED AS OF DATE: 20140808 DATE AS OF CHANGE: 20140808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY RALPH E CENTRAL INDEX KEY: 0001246269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 141025777 MAIL ADDRESS: STREET 1: 695 E. MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER NAME: FORMER CONFORMED NAME: BILEY RALPH E DATE OF NAME CHANGE: 20030624 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-30 0 0000846913 FUEL TECH, INC. FTEK 0001246269 BAILEY RALPH E C/O FUEL TECH 27601 BELLA VISTA PARKWAY WARRENVILLE IL 60555 0 0 1 0 Common Stock 2014-05-30 4 A 0 10000 4.565 A 1428223 D Common Stock 2649048 I Owned by Spouse Common Stock 170980 I Owned jointly with Spouse Common Stock 245000 I Family Trust Common Option 4.565 2014-05-30 4 M 0 10000 0.00 D 2004-06-03 2014-06-02 Common 10000 0 D Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares. Ralph E. Bailey 2014-08-08