0001209191-14-020685.txt : 20140314 0001209191-14-020685.hdr.sgml : 20140314 20140314164142 ACCESSION NUMBER: 0001209191-14-020685 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121221 FILED AS OF DATE: 20140314 DATE AS OF CHANGE: 20140314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUEL TECH, INC. CENTRAL INDEX KEY: 0000846913 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 205657551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 BUSINESS PHONE: 6308454433 MAIL ADDRESS: STREET 1: 27601 BELLA VISTA PARKWAY CITY: WARRENVILLE STATE: IL ZIP: 60555 FORMER COMPANY: FORMER CONFORMED NAME: FUEL TECH N V DATE OF NAME CHANGE: 19930510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY DOUGLAS G CENTRAL INDEX KEY: 0001246268 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33059 FILM NUMBER: 14695034 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2012-12-21 2012-12-26 0 0000846913 FUEL TECH, INC. FTEK 0001246268 BAILEY DOUGLAS G 120 LONG RIDGE ROAD STAMFORD CT 06902 1 1 0 0 President, CEO & Chairman Common Stock 2012-12-21 4 M 0 12500 A 1515258 D Ristricted Stock Units 2012-12-21 4 M 0 12500 D Common Stock 12500 12500 D These shares have been reported on an amended Form 4 filed 3/14/2014 to amend a Form 4 filed on 12/22/2010. This amendment re-reports this transaction solely to gain access to the filing system. Represents the conversion upon vesting of restricted stock units ("RSUs") into Common Stock. On December 21, 2010, the reporting person was granted 25,000 RSUs, of which fifty percent (50%) of the shares subject to the RSUs vested on December 21, 2012. Such RSUs were previously reported in Table II on Form 4 filed with the Securities and Exchange Commission on December 22, 2010. Douglas G. Bailey 2014-03-14